Finding 385454 (2023-003)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-27

AI Summary

  • Core Issue: Funds were incorrectly returned for a student, affecting the semester attribution of Title IV aid.
  • Impacted Requirements: The return of Title IV funds must align with the semester when the aid was actually earned.
  • Recommended Follow-Up: Implement a second-person review process for Title IV calculations and distributions to prevent future errors.

Finding Text

Finding Type. Immaterial Noncompliance / Significant Deficiency in Internal Control over Compliance (Special Tests and Provisions). Program. Student Financial Assistance Cluster; U.S. Department of Education; Assistance Listing Numbers 84.007, 84.033, 84.063, 84.268; Award Numbers P007A222008, P033A222008, P063P221633 and P268K231633. Criteria. The return of Title IV funds must be attributed to the semester in which the student earned the aid. Condition. When funds were returned through COD for one student, they were mistakenly applied to the Fall 2022 semester instead of being applied to the Spring 2023 semester, the semester in which the aid was earned. Cause. This condition was caused by a lack of detailed review of the return to Title IV distribution related to the student. Effect. As a result of this condition, the College corrected their mistake by removing the refund from the fall 2022 semester and applying it to the Spring 2023 semester on June 12, 2023. Due to the Covid Forbearance ruling, the unsubsidized loan did not accrue interest which made the correction more straight forward. Questioned Costs. No costs were required to be questioned as a result of this finding, inasmuch as our testing did not reveal any unallowed costs. Recommendation. We recommend that the College implement procedures to ensure that the return to Title IV calculation and distribution is being reviewed by a second individual. View of Responsible Officials. Management agrees with this finding and has prepared a Corrective Action Plan.

Categories

Special Tests & Provisions Student Financial Aid Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 385449 2023-002
    Significant Deficiency
  • 385450 2023-002
    Significant Deficiency
  • 385451 2023-002
    Significant Deficiency
  • 385452 2023-002
    Significant Deficiency
  • 385453 2023-003
    Significant Deficiency
  • 385455 2023-003
    Significant Deficiency
  • 385456 2023-003
    Significant Deficiency
  • 385457 2023-004
    Significant Deficiency
  • 385458 2023-004
    Significant Deficiency
  • 385459 2023-004
    Significant Deficiency
  • 385460 2023-004
    Significant Deficiency
  • 385461 2023-005
    Significant Deficiency
  • 385462 2023-005
    Significant Deficiency
  • 385463 2023-005
    Significant Deficiency
  • 385464 2023-005
    Significant Deficiency
  • 961891 2023-002
    Significant Deficiency
  • 961892 2023-002
    Significant Deficiency
  • 961893 2023-002
    Significant Deficiency
  • 961894 2023-002
    Significant Deficiency
  • 961895 2023-003
    Significant Deficiency
  • 961896 2023-003
    Significant Deficiency
  • 961897 2023-003
    Significant Deficiency
  • 961898 2023-003
    Significant Deficiency
  • 961899 2023-004
    Significant Deficiency
  • 961900 2023-004
    Significant Deficiency
  • 961901 2023-004
    Significant Deficiency
  • 961902 2023-004
    Significant Deficiency
  • 961903 2023-005
    Significant Deficiency
  • 961904 2023-005
    Significant Deficiency
  • 961905 2023-005
    Significant Deficiency
  • 961906 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $1.16M
84.268 Federal Direct Student Loans $821,932
84.425 Education Stabilization Fund $279,026
84.042 Trio_student Support Services $266,457
84.007 Federal Supplemental Educational Opportunity Grants $37,690
84.033 Federal Work-Study Program $15,609
84.048 Career and Technical Education -- Basic Grants to States $9,200