Finding 382373 (2021-007)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2021
Accepted
2024-03-20

AI Summary

  • Core Issue: The annual SF-425 report for Unaccompanied Alien Children was submitted late, missing the April 30, 2021 deadline.
  • Impacted Requirements: Compliance with financial reporting requirements under Assistance Listing No. 93.676 was not met due to lack of procedures for timely submissions.
  • Recommended Follow-Up: Implement a checklist or procedure to ensure all reports are completed and submitted on time; management plans to develop new closing procedures for better compliance.

Finding Text

2021-007 Financial and Performance Reporting; Information on Federal Program: Unaccompanied Alien Children (Assistance Listing No. 93.676) provided by the Department of Health and Human Services.; Criteria: Compliance under Unaccompanied Alien Children (Assistance Listing No. 93.676): Financial Reporting Requirements, submission of SF-425, Federal Financial Report.; Condition: During our testing of compliance with the submission of the SF-425, Federal Financial Report, we noted that the annual report that was due April 30, 2021, was submitted July 8, 2021.; Questioned Cost: None; Cause: The Agency did not have a procedure in place to ensure that required reports were completed and submitted by the required due dates.; Effect: All submissions of the quarterly Federal Financial Report (SF-425) and the annual report were not filed by the required deadline.; Perspective Information: Review of timely submission of reporting is performed as part of the audit procedures.; Repeat Finding: Yes; Recommendation: We recommend the Agency implement a procedure or checklist to ensure that the required reports are completed and submitted by the required due dates.; Views of the Responsible Officials and Planned Corrective Actions: The Agency’s management agrees with this finding and during the 21/22 fiscal year, the CFO (Jeni Rodriguez) will develop monthly and quarterly closing procedures to aid in the timely closing and filing of reports required by Assistance Listing No. 93.676.

Categories

Reporting

Other Findings in this Audit

  • 382370 2021-006
    Significant Deficiency Repeat
  • 382371 2021-006
    Significant Deficiency Repeat
  • 382372 2021-007
    Significant Deficiency Repeat
  • 382374 2021-008
    Significant Deficiency Repeat
  • 382375 2021-008
    Significant Deficiency Repeat
  • 382376 2021-009
    Material Weakness Repeat
  • 382377 2021-009
    Material Weakness Repeat
  • 958812 2021-006
    Significant Deficiency Repeat
  • 958813 2021-006
    Significant Deficiency Repeat
  • 958814 2021-007
    Significant Deficiency Repeat
  • 958815 2021-007
    Significant Deficiency Repeat
  • 958816 2021-008
    Significant Deficiency Repeat
  • 958817 2021-008
    Significant Deficiency Repeat
  • 958818 2021-009
    Material Weakness Repeat
  • 958819 2021-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.676 Unaccompanied Alien Children Program $1.03M
10.555 National School Lunch Program $13,778
10.553 School Breakfast Program $6,992