Finding 37984 (2022-002)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-08-24
Audit: 30458
Organization: City of Centennial (CO)
Auditor: Rubinbrown LLP

AI Summary

  • Core Issue: The City inaccurately reported elements of the Performance and Expenditure report for COVID-19 recovery funds.
  • Impacted Requirements: Insufficient internal controls and lack of training on federal grant reporting led to potential errors in compliance.
  • Recommended Follow-Up: Enhance internal controls by ensuring staff receive proper training on federal grant requirements.

Finding Text

Finding 2022-002 Reporting Material Weakness, Internal Control Over Compliance and Compliance ALN 21.027: COVID-19 Coronavirus State and Local Fiscal Recovery Funds Federal Agency: U.S. Department Of Treasury Pass-Through Entity: N/A Criteria Or Specific Requirement: The Coronavirus State and Local Fiscal Recovery Funds (CSLFRF) provide direct payments to states, U.S. territories, tribal governments, metropolitan cities, counties and nonentitlement units of local government may be utilized to provide government services, to the extent COVID-19 caused a reduction in revenues collected in the most recent full fiscal year, incurred between March 3, 2021 and December 31, 2024. Condition/Context: In our audit, we noted the City inaccurately reported a certain element of the Performance and Expenditure report. Cause: The City did not have sufficient internal controls in place to ensure that accounting staff were appropriately trained on federal grant requirements related to reporting of CSLFRF expenditures. Effect: Without adequate controls over federal expenditures reporting, the City may not detect an error in reporting requirements. Questioned Costs: N/A Identification As A Repeat Finding: N/A Recommendation: We recommend the City improve its internal controls by ensuring the personnel responsible are appropriately trained on federal grant requirements. Views Of Responsible Officials And Planned Corrective Action: The City agrees with the finding and has put together a correction action plan for the finding. See corrective action plan included in this report.

Corrective Action Plan

Finding 2022-002 Material Weakness, Internal Control Over Compliance and Compliance, Reporting Personnel Responsible for Corrective Action: Jeff Cadiz, Finance Director Anticipated Completion Date: January 1, 2023 Corrective Action Plan: The City agrees with the auditor?s recommendation to improve its internal controls by ensuring personnel responsible are appropriately trained in federal grant requirements. Additionally, The City has implemented a process that ensures federal expenditure accounting and reporting is reviewed and approved by a second individual to ensure errors are detected and corrected prior to reporting.

Categories

Subrecipient Monitoring Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 614426 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.207 Coronavirus State and Local Fiscal Recovery Funds $4.24M
14.218 Community Development Block Grants/entitlement Grants $127,258
20.205 Highway Planning and Construction $20,002