Finding 375383 (2021-011)

-
Requirement
ABH
Questioned Costs
$1
Year
2021
Accepted
2024-03-11
Audit: 294443
Organization: Cleveland County (OK)

AI Summary

  • Core Issue: Noncompliance with grant requirements for the Coronavirus Relief Fund, including ineligible payroll expenses totaling $260,084 and a $50 overstatement in one payment.
  • Impacted Requirements: Activities allowed/unallowed and allowable costs/cost principles as outlined by the U.S. Department of the Treasury.
  • Recommended Follow-Up: Implement policies and procedures to ensure compliance with federal grant requirements to avoid future issues.

Finding Text

Finding 2021-011- Noncompliance with Activities Allowed or Unallowed and Allowable Costs/Cost Principles Requirements - Coronavirus Relief Fund PASS-THROUGH GRANTOR: Oklahoma Office of Management Enterprise Services FEDERAL AGENCY: U.S. Department of the Treasury ASSISTANCE LISTING: 21.019 FEDERAL PROGRAM NAME: Coronavirus Relief Fund FEDERAL AW ARD NUMBER: SA-0098 FEDERAL AW ARD YEAR: 2021 CONTROL CATEGORY: Activities Allowed or Unallowed, Allowable Costs/Cost Principles, and Period of Performance QUESTIONED COSTS: $260,134 Condition: During our test of thirty-seven (37) disbursements and 100% of the payroll disbursements that were submitted for Coronavirus Relief Fund reimbursements, the following was noted: • One (1) payment was overstated by $50 when submitted to the U.S. Department of Treasury. • Payroll expenses totaling $260,084 was determined to be ineligible due to expenses incurred outside the eligibility period. Cause of Condition: Policies and procedures have not been designed and implemented to ensure compliance with federal award requirements. Effect of Condition: This condition resulted in noncompliance with grant requirements. Recommendation: OSAI recommends that the County designs and implements policies and procedures to ensure compliance with applicable grant requirements. Management Response: Chairman of the Board of County Commissioners: The Cleveland County Board of County Commissioners (BOCC) will implement policies and procedures to ensure compliance with applicable grant requirements. Specifically, the BOCC will ensure grant funds are expended on allowed costs as set forth by the grant. Criteria: GAO Standards - Section 2 - Establishing an Effective Internal Control System - OV2.23 states in part: Objectives of an Entity- Compliance Objectives Management conducts activities in accordance with applicable laws and regulations. As part of specifying compliance objectives, the entity determines which laws and regulations apply to the entity. Management is expected to set objectives that incorporate these requirements. Federal Register, Vol. 86, No.IO also states in part: The CARES Act provides that payments from the Fund may only be used to cover costs that- 1. are necessary expenditures incurred due to the public health emergency with respect to the Coronavirus Disease 2019 (COVID--19).

Corrective Action Plan

21.019 Noncompliance with Activities Allowed or Unallowed and Allowable Costs/Cost Principles Requirements - Coronavirus Relief Fund The Cleveland County Board of County Commissioners (BOCC) will implement policies and procedures to ensure compliance with applicable grant requirements. Specifically, the BOCC will ensure grant funds are expended on allowed costs as set forth by the grant. Anticipated Completion Date: On Going April 2021 Responsible Contact Person: Rod Cleveland,Chairman BOCC

Categories

Questioned Costs Allowable Costs / Cost Principles Eligibility Cash Management Period of Performance

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.019 Coronavirus Relief Fund $5.77M
21.023 Emergency Rental Assistance Program $1.02M
15.226 Payments in Lieu of Taxes $36,835
16.588 Violence Against Women Formula Grants $22,975
16.738 Edward Byrne Memorial Justice Assistance Grant Program $2,164