Finding 372633 (2023-005)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-03-06
Audit: 293712

AI Summary

  • Core Issue: Significant deficiencies in internal controls led to inaccuracies in participant income reporting and payment calculations.
  • Impacted Requirements: Noncompliance with 24 CFR Sections 982.516 and 982.503 regarding eligibility verification and payment standards.
  • Recommended Follow-Up: Enhance monitoring procedures to ensure accurate income verification and payment calculations in the HUD50058 - Family Report.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development: Section 8 Housing Choice Vouchers (ALN 14.871) Compliance Requirement: Eligibility (E) Type of finding: Significant Deficiency in Internal Control (SD), Instance of Noncompliance (NC) Statement of Condition: We performed an eligibility test and examined a sample of sixty (60) participant files. The following summarizes the deficiencies found: a) In six (6) cases, we found discrepancies between the income reported by participants in the HUD50058 – Family Report and record documentation. b) In one (1) case, we observed a variance between the standard payment amount that was applied and the amount that should have corresponded according to established guidelines. c) In one (1) case, a misstatement involving the standard payment number led to an alteration in the payment amount. Criteria 24 CFR section 982.516 (a) (2) states that the PHA must obtain and document in the tenant file third-party verification of the following factors, or document in the tenant file why third party verification was not available: (i) Reported family annual income; (ii) the value of assets; (iii) Expenses related to deductions from annual income; and (iv) Other factors that affect the determination of adjusted income. Section 982.503 states that HUD publishes fair market rents for each market area in the U.S., requiring Public Housing Agencies (PHAs) to adopt a payment standard schedule based on these rents for different unit sizes within their jurisdiction. These payment standard amounts are used to calculate the monthly housing assistance payment for families, with a single payment standard amount established for each unit size, which can be uniform across the FMR area or vary by designated parts of the area. Cause of Condition The internal controls and procedures of the Municipality's program did not ensure that the data in HUD50058 - Family Report were correct. There was no internal control verifying income correctly. Effect of Condition The Municipality is not in compliance with 24 CFR Section 982.516 (A), Section 982.503 and with the PHA’s administrative plan. Recommendation We recommend that management improve monitoring procedures in internal controls and be able to accurately calculate the 50058-Family Report. Carefully check the file to verify what qualifies as income and what is not, as well as issues related to the payment standard. Questioned Costs None

Corrective Action Plan

The Section 8 Program will improve its internal controls and monitoring procedures to assure the correction of income included in the 50058-Family Report. Implementation Date: During the fiscal year 2023-2024 Responsible Persons: Mr. Job Bonilla Federal Program Director

Categories

HUD Housing Programs Subrecipient Monitoring Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 372632 2023-004
    Material Weakness Repeat
  • 372634 2023-006
    Material Weakness Repeat
  • 372635 2023-007
    Material Weakness Repeat
  • 372636 2023-007
    Material Weakness Repeat
  • 949074 2023-004
    Material Weakness Repeat
  • 949075 2023-005
    Significant Deficiency
  • 949076 2023-006
    Material Weakness Repeat
  • 949077 2023-007
    Material Weakness Repeat
  • 949078 2023-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $15.08M
93.600 Head Start Program $7.94M
14.871 Section 8 Housing Choice Vouchers $7.02M
14.218 Community Development Block Grants - Entitlement Grants $3.60M
20.500 Cares Act Federal Transit - Capital Investment Grants $2.16M
17.278 Wioa Dislocated Worker Formula Grants $2.16M
93.600 Covid-19 Head Start Program $1.34M
17.259 Wioa Youth Activities $1.33M
17.258 Wioa Adult Program $1.12M
97.036 Disaster Grants - Public Assitance (presidentially Declared Disasters) $953,515
97.067 Homeland Security Program - Shsp & Shsg $707,466
14.228 Community Development Block Grant - Disaster Recovery - City Revitalization Program $649,878
10.558 Child and Adult Care Food Program $646,748
14.228 Community Development Block Grant - Disaster Recovery $509,814
20.500 Federal Transit - Capital Investment Grants $410,174
17.258 Wioa Youth Program $366,382
14.231 Emergency Solutions Grants Program $295,941
14.856 Lower Income Housing Assitance Programs Section 8 - Moderate Rehabilitation II $284,480
14.239 Home Investment Partnership Program $159,659
17.259 Wioa Dislocated Worker Formula Grants $118,317
14.871 Ehv Emergency Housing Voucher $105,870
14.241 Housing Opportunities for Persons with Aids $92,601
14.267 Continuum of Care Program (coc) $31,172
14.856 Lower Income Housing Assitance Programs Section 8 - Moderate Rehabilitation I $14,049
93.356 Head Start Disaster Recovery From Hurricanes Harvey, Irma and Maria $5,925
45.025 Partnership Agreements (arpa) $4,800