Finding 372632 (2023-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-03-06
Audit: 293712

AI Summary

  • Core Issue: The U.S. Department of Housing and Urban Development found that the Unaudited REAC report was submitted late, violating federal reporting standards.
  • Impacted Requirements: PHAs must submit financial reports within 60 days after the fiscal year ends, as per Uniform Financial Reporting Standards.
  • Recommended Follow-Up: Management should enhance internal controls to ensure timely submission of financial reports in the future.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development: Section 8 Housing Choice Vouchers (ALN 14.871) Compliance Requirement: Reporting – Financial Reporting (L) (MW) Type of finding: Material Weakness in Internal Control (MW), Instance of Noncompliance (NC) Statement of Condition: During our audit procedures over the reporting of FASS-PH System, we noted that the Unaudited REAC report for fiscal year June 30, 2023 was submitted late. Criteria Financial Assessment Sub-system, FASS-PH. The Uniform Financial Reporting Standards (24 CFR section 5.801) require PHAs to submit timely GAAP-based unaudited and audited financial information electronically to HUD. The Uniform Financial Reporting Standards requires PHA to submit the Unaudited REAC 60 days after fiscal year end. Cause of Condition The program staff faced performance challenges due to a lack of staff and this caused the accounting records to be delayed. Effect of Condition The Municipality failed to submit the required REAC report within the 60 calendar days required by the regulation, which leads to the noncompliance of the reporting requirement. Recommendation We recommend the Municipality’s management to implement proper internal controls in order to ascertain that the reports are submitted timely. Questioned Costs None

Corrective Action Plan

The Federal Program Director has assigned additional trained personnel to ensure that financial reports required by the federal government are submitted on time. In addition, internal controls have been strengthened to ensure that reports are prepared correctly. Implementation Date: During the fiscal year 2023-2024 Responsible Persons: Mr. Job Bonilla Federal Program Director

Categories

HUD Housing Programs Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 372633 2023-005
    Significant Deficiency
  • 372634 2023-006
    Material Weakness Repeat
  • 372635 2023-007
    Material Weakness Repeat
  • 372636 2023-007
    Material Weakness Repeat
  • 949074 2023-004
    Material Weakness Repeat
  • 949075 2023-005
    Significant Deficiency
  • 949076 2023-006
    Material Weakness Repeat
  • 949077 2023-007
    Material Weakness Repeat
  • 949078 2023-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $15.08M
93.600 Head Start Program $7.94M
14.871 Section 8 Housing Choice Vouchers $7.02M
14.218 Community Development Block Grants - Entitlement Grants $3.60M
20.500 Cares Act Federal Transit - Capital Investment Grants $2.16M
17.278 Wioa Dislocated Worker Formula Grants $2.16M
93.600 Covid-19 Head Start Program $1.34M
17.259 Wioa Youth Activities $1.33M
17.258 Wioa Adult Program $1.12M
97.036 Disaster Grants - Public Assitance (presidentially Declared Disasters) $953,515
97.067 Homeland Security Program - Shsp & Shsg $707,466
14.228 Community Development Block Grant - Disaster Recovery - City Revitalization Program $649,878
10.558 Child and Adult Care Food Program $646,748
14.228 Community Development Block Grant - Disaster Recovery $509,814
20.500 Federal Transit - Capital Investment Grants $410,174
17.258 Wioa Youth Program $366,382
14.231 Emergency Solutions Grants Program $295,941
14.856 Lower Income Housing Assitance Programs Section 8 - Moderate Rehabilitation II $284,480
14.239 Home Investment Partnership Program $159,659
17.259 Wioa Dislocated Worker Formula Grants $118,317
14.871 Ehv Emergency Housing Voucher $105,870
14.241 Housing Opportunities for Persons with Aids $92,601
14.267 Continuum of Care Program (coc) $31,172
14.856 Lower Income Housing Assitance Programs Section 8 - Moderate Rehabilitation I $14,049
93.356 Head Start Disaster Recovery From Hurricanes Harvey, Irma and Maria $5,925
45.025 Partnership Agreements (arpa) $4,800