Finding 371913 (2022-010)

-
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2024-03-01

AI Summary

  • Core Issue: The organization failed to obtain necessary written price quotations for a $250,000 service contract, leading to questioned costs of $262,952.
  • Impacted Requirements: Lack of effective internal controls resulted in non-compliance with federal award regulations and grant terms.
  • Recommended Follow-Up: Implement robust internal controls to ensure compliance with all federal requirements and maintain proper documentation for all contracts.

Finding Text

Fiscal year finding initially occurred: 2022 COVID-19 Coronavirus State and Local Fiscal Recovery Funds (21.027) CRITERIA: The Uniform Guidance requires a grant recipient to establish and maintain effective controls in order to ensure compliance with the federal award regulations, statutes, and terms and conditions of the grant. CONDITION: The organization did not obtain and maintain written price and/or rate quotations from an adequate number of qualified sources for a professional service contract that ranged between $10,000 - $250,000. The organization paid $250,000 on the services contract during the fiscal year. Additionally, 3 transactions totaling $12,952 requested for reimbursement under this grant were previously requested for reimbursement on a CDBG-CV grant. The total questioned costs amounted to $262,952. CAUSE: The Organization does not have internal controls in place to ensure compliance with the allowable costs and allowable activities requirements. EFFECT: The Organization was unable to provide relevant documentation to support compliance with the federal award regulations, statutes, and terms and conditions of the grant. RECOMMENDATION: The Organization should establish and maintain effective internal controls to ensure compliance with federal award regulations, statutes, and terms and conditions of the grant. MANAGEMENT’S CORRECTION ACTION PLAN: While the team working with the Mayor’s Healthy City Initiative believes the amounts paid to all vendors for services rendered were reasonable based on comparison market data we understand the need to obtain and maintain the required number of written quotations and will work to establish and maintain effective internal controls to ensure compliance with federal award regulations, statutes and terms and conditions of each grant.

Corrective Action Plan

While the team working with the Mayor’s Healthy City Initiative believes the amounts paid to all vendors for services rendered were reasonable based on comparison market data we understand the need to obtain and maintain the required number of written quotations and will work to establish and maintain effective internal controls to ensure compliance with federal award regulations, statutes and terms and conditions of each grant.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.218 Community Development Block Grants/entitlement Grants $530,782
21.027 Coronavirus State and Local Fiscal Recovery Funds $366,635
93.859 Biomedical Research and Research Training $83,549