Finding 369741 (2021-005)

Material Weakness
Requirement
E
Questioned Costs
$1
Year
2021
Accepted
2024-02-20
Audit: 291230
Organization: New Vision Foundation (MN)

AI Summary

  • Core Issue: The program reimbursed meals to siblings of children not enrolled in an approved afterschool care program, violating federal requirements.
  • Impacted Requirements: Noncompliance with 7 CFR 226.17a(c) due to expired waiver and lack of proper enrollment documentation.
  • Recommended Follow-Up: Management should attend training, review federal eligibility requirements, and ensure proper documentation for future funding applications.

Finding Text

Federal Agency: U.S. Department of Agriculture Federal Program Name: Child and Adult Care Food Program Assistance Listing Number: 10.558 Pass-Through Agency: Feeding Our Future Award Period: February 2021 – December 2021 Type of Finding: • Material Weakness in Internal Control over Compliance • Material Noncompliance (Adverse Opinion) Criteria or specific requirement: 7 CFR 226.17a(c) states that at-risk afterschool snacks and/or at-risk afterschool meals are reimbursable only if served to children who are participating in an approved afterschool care program. Condition: Siblings of children participating in an approved afterschool care program received meals that were reimbursed under the program through a weekly meal delivery. The siblings were not participating in an approved afterschool care program. There had been a waiver from USDA to serve all children, regardless of participation in an approved afterschool care program, but it expired on June 30, 2020. Management was not aware the waiver had expired and indicated that the sponsoring organization encouraged the continued enrollment of all children throughout 2021. Questioned costs: Known questioned costs from the sample tested for the 25 ineligible children in that month totaled $2,731. Context: We tested 40 enrollment forms, and noted that out of 40 children selected for testing, 25 were not participating or enrolled in an approved after school care program. Additionally, we noted that on the enrollment forms, siblings were enrolled in the program as young as one year old, and entire sibling groups were enrolled despite not participating in or being enrolled in an approved after school care program. Additionally, none of the home meal delivery authorization forms were signed providing consent for meal delivery and release of information. Cause: Management has indicated that their sponsor organization, Feeding Our Future, told them they were required to sign up all children if requested. Management was not aware that forms were required to be signed or that the waiver from USDA had expired. Effect: Meals and snacks were reimbursed to the Organization from federal funds related to children that were not eligible. Recommendation: We recommend the Organization attend training, review federal requirements, and fully understand the eligibility requirements of children they can serve if they apply for funding with this program again. Views of responsible officials: This program was initiated during the height of COVID, when guidelines on both state and federal levels were changing rapidly. Management provided auditors with documentation for participation in the meal program. Documentation included participant names that were printed and/or written in cursive as is customary for the served population. The printed names were not considered signatures and rejected by the auditors. Management attended all trainings provided by the sponsor organization and followed all of the program sponsor guidelines. See the Corrective Action Plan for further details.

Corrective Action Plan

Child and Adult Care Food Program - Assistance Listing No. 10.558 Recommendation Auditor recommends the Organization attend training, review federal requirements, and fully understand the eligibility requirements of children they can serve if they apply for funding with this program again. Explanation of disagreement with audit finding The Child and Adult Care Food Program was created as an emergency response during the COVID-19 pandemic. In such an emergent situation, management believes the federal government acted in good faith to meet the needs of the country by contracting with regional sponsoring organizations. New Vision Foundation was selected by the sponsoring organization to be a community-based food provider to culturally-specific populations. All activities related to the program were expressly approved by the sponsoring organization. The finding of material noncompliance is overstated. Management followed all guidelines and fulfilled all obligations outlined by Feeding Our Future. In addition, Feeding Our Future indicated that management should sign up all children requesting to be part of the program which was approved per a waiver provided by USDA. Management was not notified that the waiver had not been renewed after June 30, 2020. Action taken in response to finding The program noted was discontinued at the end of 2021. If the Organization enters into any other federal funding, we will consult with experts on compliance requirements from the start of the grant. Name of the contact person responsible for corrective action Hussein Farah, Executive Director Planned completion date for corrective action plan N/A

Categories

Questioned Costs Eligibility Material Weakness

Other Findings in this Audit

  • 369742 2021-006
    Material Weakness
  • 369743 2021-007
    Material Weakness
  • 369744 2021-008
    Material Weakness
  • 946183 2021-005
    Material Weakness
  • 946184 2021-006
    Material Weakness
  • 946185 2021-007
    Material Weakness
  • 946186 2021-008
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.558 Child and Adult Care Food Program $2.74M