Finding 34279 (2022-003)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-04-21
Audit: 28719
Organization: Saint Elizabeth University (NJ)
Auditor: Capincrouse LLP

AI Summary

  • Core Issue: The University failed to properly assess satisfactory academic progress (SAP), leading to financial aid being given to ineligible students.
  • Impacted Requirements: Compliance with 34 CFR 668.34(c) regarding SAP appeals was not met, resulting in questioned costs of $17,473.
  • Recommended Follow-Up: Ensure federal aid is only awarded to students with an approved SAP appeal on file to prevent future ineligibility issues.

Finding Text

Satisfactory Academic Progress Appeals Significant Deficiency DEPARTMENT OF EDUCATION ALN #: 84.268, 84.063, 84.007, and 84.033 Federal Award Identification #: 2021-22 Financial Aid Year Condition: The University was not adequately assessing satisfactory academic progress (SAP) which resulted in financial aid being awarded to ineligible students as they did not have SAP appeals on file. Criteria: 34 CFR 668.34(c) Questioned Costs: $17,473 Context: 2 students out of 60 tested were awarded federal aid but were ineligible due to not meeting SAP requirements and did not have an approved appeal to reinstate eligibility. The University believes these students would have been granted an approved appeal had they completed the official appeal form. Cause: Management oversight. Turnover in staffing. Effect: There is a potential for students to have received federal aid that were not eligible and did not have a formal appeal submitted. Identification as repeat finding, if applicable: Not applicable. Recommendation: We recommend that the University only provide federal aid to those students who were not meeting SAP who had an approved appeal documented. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Corrective Action Plan

Satisfactory Academic Progress Appeals Planned Corrective Action: The University will review SAP appeals for 2021-2022 to ensure that the appropriate documentation is received, and approval is documented. Additional actions that will be taken to prevent future occurrences are as follows: 1. Periodic review of SAP students to ensure that appropriate documents are obtained 2. Email students to inform them that the SAP has been approved or denied. Person Responsible for Corrective Action Plan: Sheri Jefferson, Interim Director of Financial Aid Anticipated Date of Completion: June 30, 2023

Categories

Eligibility Significant Deficiency

Other Findings in this Audit

  • 34280 2022-004
    -
  • 34281 2022-003
    Significant Deficiency
  • 34282 2022-003
    Significant Deficiency
  • 34283 2022-005
    - Repeat
  • 34284 2022-005
    - Repeat
  • 34285 2022-003
    Significant Deficiency
  • 610721 2022-003
    Significant Deficiency
  • 610722 2022-004
    -
  • 610723 2022-003
    Significant Deficiency
  • 610724 2022-003
    Significant Deficiency
  • 610725 2022-005
    - Repeat
  • 610726 2022-005
    - Repeat
  • 610727 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $10.18M
84.063 Federal Pell Grant Program $2.01M
84.425 Covid-19 Education Stabilization Fund Heerf - Student Aid Portion $1.11M
84.038 Federal Perkins Loan Program $628,307
84.031 Higher Education_institutional Aid $336,818
84.425 Covid-19 Education Stabilization Fund Heerf - Minority Serving Institutions $190,296
47.076 Education and Human Resources $141,447
84.425 Covid-19 Governors Emergency Education Relief Fund $118,805
84.007 Federal Supplemental Educational Opportunity Grants $100,000
84.033 Federal Work-Study Program $100,000
84.425 Covid-19 Education Stabilization Fund Heerf - Institutional Portion $81,508