Finding 34116 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-11-21
Audit: 24446
Organization: Central Wyoming College (WY)

AI Summary

  • Core Issue: Two out of twelve students had incorrect enrollment status reported, violating federal guidelines.
  • Impacted Requirements: Schools must report all Title IV aid recipients' enrollment accurately every 60 days to protect student interests.
  • Recommended Follow-Up: Implement controls for timely reporting of enrollment changes and monitor third-party servicer compliance.

Finding Text

See Schedule of Findings and Questioned Costs for chart/table 2022-001: Student Financial Aid Cluster - Special Tests: Enrollment Reporting Condition: Of the 12 students tested for Campus Level Enrollment Reporting, we noted two instances where the student?s status change was not properly reported for the semester selected for testing. Criteria: Per 2.3.1 of the National Student Loan Data System Enrollment Reporting Guide, ??schools are required to report all Title IV aid recipients? enrollment at the program level in addition to the campus level.? Per 4.4.2 of the National Student Loan Data System Enrollment Reporting Guide, ?The implementation of the 150% subsidized loan limit makes the reporting of a Withdrawn `W? or Graduated `G? status even more critical. The completion of a program protects the student?s interest subsidy. A withdrawal indicates that the program was not completed or that the student is not currently taking coursework in the program. The effective date for a withdrawn (`W? status) is the last date the student attended any classes or otherwise was engaged in an academically related activity at the school or in the program. The effective date for the completion/graduation (`G? status) is the date that the school assigns to the completion/graduation and can be either the same as the effective date of a previously reported `W? or sometime after that date.? Per 1.5 of the National Student Loan Data System Enrollment Reporting Guide, ?At a minimum, schools are required to certify enrollment for all Title IV aid recipients every 60 days. Timely reporting of changes ensures the accuracy of student information.? Questioned costs: $0 Effect: Improper reporting of student status changes could impact students? interest subsidy and/or repayment status. Cause: The Student Financial Aid Office and Records and Registration do not have controls in place to ensure proper and timely reporting of student status changes for all students who begin the semester. Recommendation: The Student Financial Aid Office and Records and Registration should implement controls to ensure proper and timely reporting of student enrollment as well as any and all student status changes. Upon the implementation of an effective reporting control process, we recommend the College implement monitoring controls over its third-party servicer (i.e., obtain and review its SOC 1 report). Views of responsible officials and planned corrective actions: Management concurs with the finding. See Exhibit I.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Subrecipient Monitoring Special Tests & Provisions Reporting

Other Findings in this Audit

  • 34115 2022-001
    Significant Deficiency
  • 610557 2022-001
    Significant Deficiency
  • 610558 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
11.300 Investments for Public Works and Economic Development Facilities $1.81M
84.063 Federal Pell Grant Program $1.64M
84.268 Federal Direct Student Loans $971,068
84.042 Trio_student Support Services $449,389
84.047 Trio_upward Bound $444,413
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $350,683
84.044 Trio_talent Search $280,483
84.031 Higher Education_institutional Aid $259,211
84.425 Education Stabilization Fund $250,654
84.048 Career and Technical Education -- Basic Grants to States $240,069
21.019 Coronavirus Relief Fund $172,855
10.755 Rural Innovation Stronger Economy $141,754
10.311 Beginning Farmer and Rancher Development Program $141,353
10.175 Farmers Market and Local Food Promotion Program (b) $94,124
93.859 Biomedical Research and Research Training $75,095
15.224 Cultural Resource Management $67,102
84.002 Adult Education - Basic Grants to States $59,641
84.007 Federal Supplemental Educational Opportunity Grants $57,731
43.001 Science $49,438
84.116 Fund for the Improvement of Postsecondary Education $42,214
47.083 Integrative Activities $42,184
84.033 Federal Work-Study Program $40,000
47.076 Education and Human Resources $21,458
10.527 New Beginnings for Tribal Students $16,299
15.231 Fish, Wildlife and Plant Conservation Resource Management $10,115
10.U02 United States Forest Service $5,159
10.U01 United States Forest Service $3,776
10.170 Specialty Crop Block Grant Program - Farm Bill $3,681
11.307 Economic Adjustment Assistance $2,629
15.255 Science and Technology Projects Related to Coal Mining and Reclamation $1,564
10.U03 Blm Archeology $1,457