Finding 307923 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-02-06
Audit: 282250
Organization: City of Riverside (CA)

AI Summary

  • Core Issue: The City failed to make payments to subrecipients within the required 30-day timeframe, with delays of 42 and 46 days.
  • Impacted Requirements: HUD mandates that payments for allowable costs must be processed within 30 days of receiving complete payment requests.
  • Recommended Follow-Up: The City should establish a process to ensure timely payments and improve communication regarding purchase orders to avoid future delays.

Finding Text

Federal agencies: U.S. Department of Housing and Urban Development Program Title: Emergency Solutions Grant Program Award Numbers: E-20-MW-06-0538 and E-21-MC-06-0538 Award Years: 2021-2022 Criteria: The U.S. Department of Housing and Urban Development (HUD) requires that payments to subrecipients for allowable costs be made within 30 days after receiving the subrecipient?s complete payment request. Condition: The City did not comply with the 30-day time period requirement for two of its subrecipients since payments to subrecipients for allowable costs were issued 42 days and 46 days after the City received the payment requests. The City has a total of five subrecipients for the program. Cause of Condition: Per inquiry with the Housing Authority Manager, the invoices were not submitted within the required timeframe because purchase orders had to be created before payment to the subrecipient could be processed. Effect or Potential Effect of Condition: The creation of purchase orders prior to the payments to subrecipients being issued led to some delays in the issuance of the payment. Questioned Costs: None. Context: For the year being audited, the payments that were late were the first payment to these subrecipients since no other payment request related to the program appear to have been submitted late. Repeat Finding: No. Recommendation: We recommend that the City implement a process to ensure that payments to subrecipients be issued within the 30-day time period as required by the Compliance supplement. Management?s Response and Corrective Action: The City is taking corrective action to ensure that purchase requisitions are completed timely and proactive communication from the originating department on the status of purchase orders is provided more frequently to ensure that vendors are paid within 30 days after receiving the subrecipient?s complete payment request.

Corrective Action Plan

February 2, 2023 Cognizant or Oversight Agency for Audit The City of Riverside respectfully submits the following corrective action plan for the year ended June 30, 2022. Name and address of independent public accounting firm: Lance, Soll & Lunghard, LLP 203 N. Brea Blvd, Suite 203 Brea, CA 92821 Audit period: 07/01/2021 to 06/30/2022 The findings from the June 30, 2022, schedule of findings and questioned costs are discussed below. The findings are numbered consistently with the numbers assigned in the schedule. 2022-001 ? Significant Deficiency and Compliance Finding: Timeliness of Payments made to Subrecipients Federal Award Information Federal agencies: U.S. Department of Housing and Urban Development Program Title: Emergency Solutions Grant Program Award Numbers: E-20-MW-06-0538 and E-21-MC-06-0538 Award Years: 2021-2022 Criteria: The U.S. Department of Housing and Urban Development (HUD) requires that payments to subrecipients for allowable costs be made within 30 days after receiving the subrecipient?s complete payment request. Condition: The City did not comply with the 30-day time period requirement for two of its subrecipients since payments to subrecipients for allowable costs were issued 42 days and 46 days after the City received the payment requests. The City has a total of five subrecipients for the program. Cause of Condition: Per inquiry with the Housing Authority Manager, the invoices were not submitted within the required timeframe because purchase orders had to be created before payment to the subrecipient could be processed. Effect or Potential Effect of Condition: The creation of purchase orders prior to the payments to subrecipients being issued led to some delays in the issuance of the payment. Questioned Costs: None. Context: For the year being audited, the payments that were late were the first payment to these subrecipients since no other payment request related to the program appear to have been submitted late. Repeat Finding: No. Recommendation: We recommend that the City implement a process to ensure that payments to subrecipients be issued within the 30-day time period as required by the Compliance supplement. Management?s Response and Corrective Action: The City is taking corrective action to ensure that purchase requisitions are completed timely and proactive communication from the originating department on the status of purchase orders is provided more frequently to ensure that vendors are paid within 30 days after receiving the subrecipient?s complete payment request. The name of the contact person responsible for the corrective action: Michelle Davis. The anticipated completion date for the corrective action: February 28,2023. If the Cognizant or Oversight Agency for Audit has questions regarding this corrective action plan, please contact Nancy Garcia, Controller, ngarcia@riversideca.gov.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring Allowable Costs / Cost Principles HUD Housing Programs

Other Findings in this Audit

  • 307924 2022-002
    Significant Deficiency
  • 884365 2022-001
    Significant Deficiency
  • 884366 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $15.39M
21.019 Coronavirus Relief Fund $7.56M
59.075 Shuttered Venue Operators Grant Program $3.48M
14.239 Home Investment Partnerships Program $3.26M
14.241 Housing Opportunities for Persons with Aids $2.43M
14.231 Emergency Solutions Grant Program $2.37M
14.218 Community Development Block Grants/entitlement Grants $2.13M
20.507 Federal Transit_formula Grants $1.95M
97.025 National Urban Search and Rescue (us&r) Response System $1.36M
20.205 Highway Planning and Construction $781,087
97.044 Assistance to Firefighters Grant $515,286
16.922 Equitable Sharing Program $383,469
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $274,063
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $272,912
95.001 High Intensity Drug Trafficking Areas Program $246,251
14.267 Continuum of Care Program $194,398
16.738 Edward Byrne Memorial Justice Assistance Grant Program $183,650
97.042 Emergency Management Performance Grants $161,058
16.543 Missing Children's Assistance $69,787
20.106 Airport Improvement Program $60,097
97.067 Homeland Security Grant Program $55,427
21.U01 Asset Forfeiture $52,088
20.600 State and Community Highway Safety $42,441
20.616 National Priority Safety Programs $33,107
45.129 Promotion of the Humanities_federal/state Partnership $20,000
16.607 Bulletproof Vest Partnership Program $0
16.835 Body Worn Camera Policy and Implementation $0