Finding 30161 (2022-003)

Material Weakness
Requirement
AB
Questioned Costs
$1
Year
2022
Accepted
2023-04-13

AI Summary

  • Core Issue: The District claimed indirect costs exceeding approved amounts without proper documentation.
  • Impacted Requirements: Noncompliance with federal financial management standards, specifically 2 CFR 200.302(b)(3).
  • Recommended Follow-Up: Implement stronger internal controls and policies to verify reimbursement requests and maintain necessary documentation.

Finding Text

Finding 2022-003: COVID-19 Education Stabilization Fund, CFDA 84.425U U.S. Department of Education Passed through the Colorado Department of Education Compliance Requirements: Activities Allowed and Unallowed, Allowable Costs/Cost Principles Grant No.: 4414 Type of Finding: Internal Control Over Compliance (material weakness) and Compliance (material noncompliance) Condition: The District submitted and received reimbursement for indirect costs that exceeded the approved application for funds approved by the Colorado Department of Education, and did not have supporting documentation to substantiate the amount requested. Cause: The District does not have a system of internal control in place to ensure expenditures are in compliance with grant terms and properly supported. Criteria: The Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards require the source and application of funds for federally-funded activities be supported by source documentation (2 CFR 200.302(b)(3)). Questioned Costs: $27,743 Effect: The District did not comply with financial management requirements for federal awards. An audit adjustment was proposed to correctly state revenue and expenditure account balances. Recommendation: The District should strengthen its internal controls with adopted policies and procedures to include a review of reimbursement requests to ensure indirect costs are allowable and adequate source documentation is maintained for federally-funded activities.

Corrective Action Plan

Finding 2022-003:COVID-19 Education Stabilization Fund, CFDA 84.425U U.S. Department of Education Passed through the Colorado Department of Education Compliance Requirements: Activities Allowed and Unallowed, Allowable Costs/Cost Principles Grant No.: 4414 Type of Finding: Internal Control Over Compliance (material weakness) and Compliance (material noncompliance) Recommendation: The District should strengthen its internal controls with adopted policies and procedures to include a review of reimbursement requests to ensure indirect costs are allowable and adequate source documentation is maintained for federally-funded activities. Action Taken: Adequate documentation will be maintained to support the calculations of the indirect costs and any other costs associated with ESSER funding. If the U.S. Department of Education has questions regarding this plan, please call the responsible party listed below. Sincerely yours, Jeff Bollinger Superintendent Mountain Valley School District RE-1 Lisa DuPont Co-Business Manager Mountain Valley School District RE-1 Rebecca Quintana Co-Business Manager Mountain Valley School District RE-1

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management Material Weakness

Other Findings in this Audit

  • 30160 2022-002
    Significant Deficiency
  • 606602 2022-002
    Significant Deficiency
  • 606603 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Covid-19 Education Stabilization Fund $318,754
10.665 Schools and Roads - Grants to States $208,659
84.184 School Safety National Activities (formerly, Safe and Drug-Free Schools and Communities_national Programs) $127,409
84.010 Title I Grants to Local Educational Agencies $81,475
10.553 School Breakfast Program $41,586
93.575 Child Care and Development Block Grant $27,654
84.358 Rural Education $18,193
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $10,893
84.424 Student Support and Academic Enrichment Program $10,000
10.555 National School Lunch Program $7,646
84.323 Special Education - State Personnel Development $7,020