Finding 20251 (2022-015)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-08-09
Audit: 20771
Organization: Doral Academy of Nevada (NV)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The School lacks proper internal controls for reviewing reimbursement requests, risking unallowable costs.
  • Impacted Requirements: This affects all grants under assistance listing 84.425, violating federal regulations on internal controls.
  • Recommended Follow-Up: Enhance internal controls to ensure all reimbursement requests are reviewed and documented properly.

Finding Text

2022-015: U.S. Department of Education Passed through State of Nevada Public Charter School Authority COVID-19 Education Stabilization Fund, 84.425 Reporting Material Weakness in Internal Control over Compliance Grant Award Number: Affects all grant awards included under assistance listing 84.425 on the Schedule of Expenditures of Federal Awards. Criteria: Title 2 U.S. Code of Federal Regulations (CFR) Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) section 200.303 provides that non-federal entities must establish and maintain effective internal control that provides reasonable assurance that the non-federal entity is managing the federal award in compliance federal statutes, regulations, and the terms and conditions of the Federal award. A key component of effective internal control is the segregation of duties through a review and approval process. Condition: Reimbursement requests submitted to the grantor did not have evidence of review by an individual independent of the preparation of the reimbursement request. Cause: The School did not have adequate internal controls to ensure review of reimbursement requests occurred or was documented. Effect: Unallowable costs may be charged to the program and not detected by the School. Questioned Costs: None noted Context/Sampling: A non-statistical sample of three reimbursement requests out of a population of five was selected for testing. There was no evidence of review on two reimbursement requests tested. Repeat Finding from Prior Year: No Recommendation: We recommend the School enhance internal controls to ensure review of reimbursement requests occurs and is documented. Views of Responsible Officials: Management agrees with this finding.

Corrective Action Plan

Finding Number: 2022-015 ? Reporting Corrective Action Plan: A process has been put in place for the school principal to review all RFRs prior to submission to the grantor. Approval is evidenced by email sent by principal to the Director of Grant Management, which is saved with the RFR as support. Responsible Individuals: Nachum Golodner, Director of Accounting Anticipated Completion Date: June 30, 2023

Categories

Allowable Costs / Cost Principles Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 20241 2022-014
    Material Weakness
  • 20242 2022-016
    Material Weakness Repeat
  • 20243 2022-013
    Material Weakness
  • 20244 2022-014
    Material Weakness
  • 20245 2022-016
    Material Weakness Repeat
  • 20246 2022-013
    Material Weakness
  • 20247 2022-013
    Material Weakness
  • 20248 2022-014
    Material Weakness
  • 20249 2022-016
    Material Weakness Repeat
  • 20250 2022-013
    Material Weakness
  • 20252 2022-016
    Material Weakness Repeat
  • 20253 2022-013
    Material Weakness
  • 20254 2022-015
    Material Weakness
  • 20255 2022-016
    Material Weakness Repeat
  • 20256 2022-013
    Material Weakness
  • 20257 2022-015
    Material Weakness
  • 20258 2022-016
    Material Weakness Repeat
  • 20259 2022-013
    Material Weakness
  • 20260 2022-015
    Material Weakness
  • 20261 2022-016
    Material Weakness Repeat
  • 596683 2022-014
    Material Weakness
  • 596684 2022-016
    Material Weakness Repeat
  • 596685 2022-013
    Material Weakness
  • 596686 2022-014
    Material Weakness
  • 596687 2022-016
    Material Weakness Repeat
  • 596688 2022-013
    Material Weakness
  • 596689 2022-013
    Material Weakness
  • 596690 2022-014
    Material Weakness
  • 596691 2022-016
    Material Weakness Repeat
  • 596692 2022-013
    Material Weakness
  • 596693 2022-015
    Material Weakness
  • 596694 2022-016
    Material Weakness Repeat
  • 596695 2022-013
    Material Weakness
  • 596696 2022-015
    Material Weakness
  • 596697 2022-016
    Material Weakness Repeat
  • 596698 2022-013
    Material Weakness
  • 596699 2022-015
    Material Weakness
  • 596700 2022-016
    Material Weakness Repeat
  • 596701 2022-013
    Material Weakness
  • 596702 2022-015
    Material Weakness
  • 596703 2022-016
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $1.44M
10.555 National School Lunch Program $1.05M
84.282 Charter Schools $363,680
84.367 Improving Teacher Quality State Grants $193,332
84.027 Special Education_grants to States $114,885