Finding 20249 (2022-016)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-08-09
Audit: 20771
Organization: Doral Academy of Nevada (NV)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The School lacked proper internal controls for reviewing and approving the Schedule of Expenditures of Federal Awards (SEFA), leading to misstatements.
  • Impacted Requirements: Compliance with Title 2 CFR Part 200, which mandates effective internal controls and accurate reporting of federal awards.
  • Recommended Follow-Up: Enhance internal controls to ensure thorough review of journal entries and accurate reporting on the SEFA.

Finding Text

2022-016: U.S. Department of Agriculture Passed through State of Nevada Department of Agriculture Child Nutrition Cluster: National School Lunch Program, 10.555 U.S. Department of Education Passed through State of Nevada Department of Education Charter Schools, 84.282 Passed through State of Nevada Public Charter School Authority COVID-19 Education Stabilization Fund, 84.425 Other Material Weakness in Internal Control over Compliance Grant Award Number: Affects all grant awards included under assistance listings 10.555, 84.282, and 84.425 on the Schedule of Expenditures of Federal Awards. Criteria: Title 2 Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) requires the School to prepare a Schedule of Expenditures of Federal Awards (SEFA). In addition, Title 2 U.S. Code of Federal Regulations (CFR) Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) section 200.303 provides that non-federal entities must establish and maintain effective internal control that provides reasonable assurance that the non-federal entity is managing the federal award in compliance federal statutes, regulations, and the terms and conditions of the Federal award. A key component of effective internal control is the segregation of duties through a review and approval process of the SEFA. Condition: There was no evidence of review and approval on the preparation of the initial SEFA and adjustments were required to ensure it was fairly stated. Cause: The School did not have adequate internal controls to provide for the review of journal entries that allocate expenses to federal programs or the SEFA to ensure total federal expenditures were appropriately reported on the SEFA. Effect: Prior to correction, commodities for the Child Nutrition Cluster were misidentified as another program. The total aggregate affect of miscellaneous changes was an overstatement of the SEFA of $22,515 prior to correction. Questioned Costs: None noted Context/Sampling: No sampling was used; all program expenditures on the SEFA were reconciled to supporting records. Repeat Finding from Prior Year: Yes ? prior year finding 2021-002. Recommendation: We recommend the School enhance internal controls to provide for the review of journal entries that allocate expenses to federal programs and the SEFA to ensure total federal expenditures are appropriately reported on the SEFA. Views of Responsible Officials: Management agrees with this finding.

Categories

Reporting School Nutrition Programs Internal Control / Segregation of Duties Allowable Costs / Cost Principles Material Weakness Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 20241 2022-014
    Material Weakness
  • 20242 2022-016
    Material Weakness Repeat
  • 20243 2022-013
    Material Weakness
  • 20244 2022-014
    Material Weakness
  • 20245 2022-016
    Material Weakness Repeat
  • 20246 2022-013
    Material Weakness
  • 20247 2022-013
    Material Weakness
  • 20248 2022-014
    Material Weakness
  • 20250 2022-013
    Material Weakness
  • 20251 2022-015
    Material Weakness
  • 20252 2022-016
    Material Weakness Repeat
  • 20253 2022-013
    Material Weakness
  • 20254 2022-015
    Material Weakness
  • 20255 2022-016
    Material Weakness Repeat
  • 20256 2022-013
    Material Weakness
  • 20257 2022-015
    Material Weakness
  • 20258 2022-016
    Material Weakness Repeat
  • 20259 2022-013
    Material Weakness
  • 20260 2022-015
    Material Weakness
  • 20261 2022-016
    Material Weakness Repeat
  • 596683 2022-014
    Material Weakness
  • 596684 2022-016
    Material Weakness Repeat
  • 596685 2022-013
    Material Weakness
  • 596686 2022-014
    Material Weakness
  • 596687 2022-016
    Material Weakness Repeat
  • 596688 2022-013
    Material Weakness
  • 596689 2022-013
    Material Weakness
  • 596690 2022-014
    Material Weakness
  • 596691 2022-016
    Material Weakness Repeat
  • 596692 2022-013
    Material Weakness
  • 596693 2022-015
    Material Weakness
  • 596694 2022-016
    Material Weakness Repeat
  • 596695 2022-013
    Material Weakness
  • 596696 2022-015
    Material Weakness
  • 596697 2022-016
    Material Weakness Repeat
  • 596698 2022-013
    Material Weakness
  • 596699 2022-015
    Material Weakness
  • 596700 2022-016
    Material Weakness Repeat
  • 596701 2022-013
    Material Weakness
  • 596702 2022-015
    Material Weakness
  • 596703 2022-016
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $1.44M
10.555 National School Lunch Program $1.05M
84.282 Charter Schools $363,680
84.367 Improving Teacher Quality State Grants $193,332
84.027 Special Education_grants to States $114,885