Finding 2025 (2023-002)

Significant Deficiency
Requirement
G
Questioned Costs
-
Year
2023
Accepted
2023-11-16

AI Summary

  • Core Issue: The Department failed to meet the required 10% matching funds for the grant, recording only $3,400 instead of the necessary $9,436.
  • Impacted Requirements: The match included non-allowable sources, with $841 recorded from a different Federal program, violating grant agreement terms.
  • Recommended Follow-Up: Implement procedures to ensure compliance with matching requirements and educate staff on allowable match sources.

Finding Text

Program - AL 93.069 – Public Health Emergency Preparedness – Matching Grant Number & Year - 57142 Y3 – July 1, 2022, through June 30, 2023 Federal Grantor Agency - U.S. Department of Health and Human Services Pass-Through Entity - Nebraska Department of Health and Human Services Criteria - Per the grant agreement, the Department will make available non-Federal fund-based contributions in the amount of 10% of the award. The agreement refers to 45 CFR § 75.306 for match requirements, including descriptions of acceptable match resources. 45 CFR § 75.306(b) (October 1, 2022) states, in part, the following: For all Federal awards, any shared costs or matching funds and all contributions, including cash and third-party in-kind contributions, must be accepted as part of the non-Federal entity's cost sharing or matching when such contributions meet all of the following criteria: * * * * 5. Are not paid by the Federal Government under another Federal award, except where the Federal statute authorizing a program specifically provides that Federal funds made available for such program can be applied to matching or cost sharing requirements of other Federal programs[.] Condition - The Department did not meet the 10% matching requirements identified in the grant award. Repeat Finding - No Questioned Costs - None Statistical Sample - No Context - Based upon the Department’s Federal expenditures, the required match was $9,436; however, the Department recorded only $3,400 in match. In addition, the match for one of three transactions tested was not from an allowable source. The exception noted was matching expenditures that were recorded to a different Federal program, which is not allowable. In total, the Department recorded $841 in match that was paid by a different Federal program. Cause - It was the first year where a 10% match was included in the grant award. Effect - The Department was not in compliance with the grant award. Recommendation - We recommend the Department implement procedures to ensure matching requirements are met and that only allowable sources of match are used. View of Officials - SHDHD monitors matching fund levels for Federal subawards on a quarterly basis to determine whether the match amount is on track toward meeting the percentage required in each grant agreement. Regarding the PHEP award, in particular, the Department will ensure that the new Emergency Response Coordinator (hired in the middle of the grant period last year) is aware of the match requirements. SHDHD will also ensure that no Federal funds are used to pay for matching funds required in Federal subawards. The Department was not aware that this was not allowable.

Corrective Action Plan

Program: AL 93.069 – Public Health Emergency Preparedness – Matching Corrective Action Planned: SHDHD monitors matching fund levels for Federal subawards on a quarterly basis to determine whether the match amount is on track toward meeting the percentage required in each grant agreement. Regarding the PHEP award, in particular, the Department will ensure that the new Emergency Response Coordinator (hired in the middle of the grant period last year) is aware of the match requirements. SHDHD will also ensure that no Federal funds are used to pay for matching funds required in Federal subawards. The Department was not aware that this was not allowable. Anticipated Completion Date: June 30, 2024 Responsible Party: Kelly Derby, Erik Meyer, Brooke Wolfe

Categories

Matching / Level of Effort / Earmarking Subrecipient Monitoring

Other Findings in this Audit

  • 2024 2023-003
    Significant Deficiency
  • 578466 2023-003
    Significant Deficiency
  • 578467 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.268 Immunization Cooperative Agreements $592,213
21.027 Coronavirus State and Local Fiscal Recovery Funds $555,000
93.069 Public Health Emergency Preparedness $96,828
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $75,458
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $64,805
93.136 Injury Prevention and Control Research and State and Community Based Programs $44,450
93.994 Maternal and Child Health Services Block Grant to the States $30,009
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $18,449
93.991 Preventive Health and Health Services Block Grant $17,119
93.912 Rural Health Care Services Outreach, Rural Health Network Development and Small Health Care Provider Quality Improvement $8,406
66.032 State Indoor Radon Grants $7,218
93.197 Childhood Lead Poisoning Prevention Projects_state and Local Childhood Lead Poisoning Prevention and Surveillance of Blood Lead Levels in Children $5,957
93.967 Cdc's Collaboration with Academia to Strengthen Public Health $3,138
93.436 Well-Integrated Screening and Evaluation for Women Across the Nation (wisewoman) $1,555