Finding 19883 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-19
Audit: 17996

AI Summary

  • Core Issue: The PHA failed to conduct required bi-annual inspections and lacked documentation for follow-up inspections on failed units.
  • Impacted Requirements: Non-compliance with federal regulations regarding Housing Quality Standards (HQS) inspections could lead to penalties.
  • Recommended Follow-up: Implement a robust system to ensure compliance and improve documentation practices for inspections and corrections.

Finding Text

Program Name Section 8 Housing Choice Vouchers Significant Deficiency CFDA Number 14.871 N - Special Test 2022-001 Housing Quality Inspection Criteria The PHA must inspect the unit leased to a family at least bi-annually to determine if the unit meets Housing Quality Standards (HQS) and the PHA must conduct quality control re-inspections. The PHA must prepare a unit inspection report (24 CFR ??982.405, 983.103)). Additionally, for units under HAP contract that fail to meet HQS, the PHA must require the owner to correct any life threatening HQS deficiencies within 24 hours after the inspections and all other HQS deficiencies within 30 calendar days or within a specified PHA-approved extension. If the owner does not correct the cited HQS deficiencies within the specified correction period, the PHA must stop (abate) HAPs beginning no later than the first of the month following the specified correction period or must terminate the HAP contract. The owner is not responsible for a breach of HQS as a result of the family?s failure to pay for utilities for which the family is responsible under the lease or for tenant damage. For family-caused defects, if the family does not correct the cited HQS deficiencies within the specified correction period, the PHA must take prompt and vigorous action to enforce the family obligations (24 CFR sections 982.158(d) and 982.404). Condition During our audit, we noted errors in files the did not receive or was not documented that a follow up inspection was performed for a failed inspeaction. We also noted that tenant files were not inspected (or documenation of inspection) with in the bi-annual time frame. Context We selected a sample of 40 inspections that occurred during the fiscal year. Out of the sample 8 tenant files did not complete the required bi-annual inspection that was required by HUD regulations. We also had a seperate sample of 16 failed inspection that occurded during the fiscal year. Out of the sample 2 inspections that had intially failed lacked documentation of a follow up for the failed inspection. Cause Controls over compliance associated with the Authority?s grants of federal funds are inadequate. Effect The Authority is non-compliant with the federal regulations over this federal program, this could potentially result in significant operating and financial penalties. Recommendations We suggest the Authority structure a system capable of properly overseeing compliance with regulations relative to these grants as well as maintaining more accurate and complete documentation of adherence to compliance. Management Views Management agrees with the finding.

Corrective Action Plan

The Finding: Federal Award Findings - 2022-001 Housing Quality Inspections Corrective Action Plan: NCHA had historically maintained two HCV Inspector positions to keep the housing authority in compliance with HCV Inspection requirements. During fiscal year 2022, these two inspections positions had each turned over several times. NCHA was finding it more difficult to hire, train, and maintain full staffing levels in the wake of the COVID pandemic. NCHA determined in March of 2022 the best course of action was to outsource the inspections role to a third party specializing in HCV inspections. An offer was accepted from Mccright & Associates manage all aspects of HCV inspections. While we continue to work on fully integrating McCright & Associates into our operation, timely inspections have been corrected. Anticipated Completion Date: The contract with McCright & Associates was signed in April of 2022. They have been successfully managing our HCV inspections since the contract was signed.

Categories

HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 596325 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $19.13M
14.896 Family Self-Sufficiency Program $59,785