Finding 1902 (2023-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2023-11-15
Audit: 3291
Auditor: Crowe LLP

AI Summary

  • Core Issue: Disbursement dates reported to COD do not match the College's accounting records, leading to inaccuracies.
  • Impacted Requirements: Institutions must ensure that disbursement dates in COD align with actual dates when funds are credited to student accounts.
  • Recommended Follow-Up: Transition to using Banner for all disbursement date reporting starting with the 2023-24 award year to ensure accuracy.

Finding Text

2023-001 Incorrect COD Disbursement Date Reporting Federal Program: Student Financial Assistance Cluster, ALN 84.007, 84.003, 84.063, 84.268, Department of Education Criteria: Institutions submit origination records and disbursement records to the Common Origination and Disbursement (COD) system. Origination records can be sent in advance of any disbursements, and an institution follows up with a disbursement record that reports the actual disbursement date. Condition: During our testing of information reported to the Common Origination and Disbursement (COD) system, we noted that the disbursement dates in COD did not match the disbursement dates in the College’s accounting records because the dates reported to COD were the disbursement dates per the financial aid system, which were 5-7 days before the money was credited to students’ accounts. Cause: There is a delay between applying aid to student accounts in PowerFaids and Banner. Management reports to COD using PowerFaids dates. Effect: Incorrect disbursement dates were reported to COD. Questioned Costs: None Context: We tested 25 students and noted that, for all selected students, the disbursement date in COD did not match the disbursement date in the College's records because the dates reported to COD were the PowerFaids dates, which were 5-7 days before the money was credited to students' accounts. This issue is only related to the reporting of accurate dates; the disbursement amounts were accurately reported in each selection tested. Repeat Finding: No Recommendation: The College should use Banner student account statements as the source of disbursement dates. Views of Responsible Officials and Planned Corrective Actions: The College uses two different systems to process financial aid. The disbursement date that was submitted to COD matches the disbursement date in Powerfaids, the student information system used to communicate to COD and process financial aid. Then, that aid is subsequently posted to the student’s account in Banner, and any credit balance created from there. Starting with the 2023-24 award year, the College will only be using the Banner student information system to process financial aid, so any disbursement information will be communicated directly from Banner to COD.

Categories

Reporting

Other Findings in this Audit

  • 1899 2023-001
    Significant Deficiency
  • 1900 2023-001
    Significant Deficiency
  • 1901 2023-001
    Significant Deficiency
  • 578341 2023-001
    Significant Deficiency
  • 578342 2023-001
    Significant Deficiency
  • 578343 2023-001
    Significant Deficiency
  • 578344 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $5.20M
84.002 Adult Education - Basic Grants to States $811,770
93.575 Child Care and Development Block Grant $441,652
84.031 Higher Education_institutional Aid $356,182
84.268 Federal Direct Student Loans $275,024
84.007 Federal Supplemental Educational Opportunity Grants $264,300
84.042 Trio_student Support Services $240,704
84.048 Career and Technical Education -- Basic Grants to States $234,505
47.076 Education and Human Resources $134,198
64.028 Post-9/11 Veterans Educational Assistance $82,526
21.027 Coronavirus State and Local Fiscal Recovery Funds $77,242
84.425 Education Stabilization Fund $57,575
17.268 H-1b Job Training Grants $34,000
84.033 Federal Work-Study Program $30,000
45.025 Promotion of the Arts_partnership Agreements $7,246