Finding 1819 (2021-006)

Material Weakness
Requirement
ELN
Questioned Costs
-
Year
2021
Accepted
2023-11-14

AI Summary

  • Core Issue: The Public Housing Authority (PHA) failed to accurately verify tenant income and composition, leading to incorrect data in the HUD-50058 form.
  • Impacted Requirements: Noncompliance with 24 CFR sections 982.516(a), 908, and 982.505(b) regarding income verification and housing assistance payment calculations.
  • Recommended Follow-Up: The Executive Director and Housing Choice Voucher staff must ensure proper documentation and verification processes are in place for all tenant files.

Finding Text

Finding Number: 2021-006 Assistance Listing Number and Title: AL # 14.871 - Section 8 Housing Choice Vouchers/Housing Voucher Cluster Federal Award Identification Number / Year: 2021 Federal Agency: U.S. Department of Housing and Urban Development Compliance Requirements: Eligibility, Reporting, Special Test and Provisions, Housing Assistance Payments Pass-Through Entity: N/A Repeat Finding from Prior Audit? No Noncompliance and Material Weakness 24 CFR section 982.516(a) states the Public Housing Authority (PHA) must conduct a reexamination of family income and composition at least annually. Section 2 states the PHA must obtain and document in the tenant file third-party verification of the following factors or must document why third-party verification was not available: (i) reported family annual income; (2) the value of assets; (3) expenses related to deductions from annual income; and (4) other factors that affect the determination of adjusted income or income- based rent. 24 CFR section 908 states the Public Housing Authority (PHA) is required to submit HUD-50058 form electronically to HUD each time the Public Housing Authority (PHA) completes an admission, annual reexamination, interim reexamination, portability move-in, or other change of unit for a family. 24 CFR section 982.505(b) states the Public Housing Authority (PHA) shall pay a monthly housing assistance payment on behalf of the family that is equal to the lower of: (1) The payment standard for the family minus the total tenant payment; or (2) The gross rent minus the total tenant payment. The Authority input data into the HUD-50058 inaccurately for 3.3 percent of the tenant files tested for the Housing Choice Voucher program. This resulted in the data reported on HUD-50058 to be inaccurate and variances in the calculation of the Housing Assistance Payment. The Executive Director and Housing Choice Voucher employees should ensure all tenant files maintain the appropriate documentation to meet the requirements of income verification and housing assistance payments reporting.

Corrective Action Plan

Finding Number: 2021-006 Planned Corrective Action: The previous Executive Director was supposed to do quality control reviews on HCV files, however that was not being done. At present, the Coordinator of Housing Programs and Administration is assigned to do quality controls on a percentage of files touched within the previous 30 days. Each month, a number of files will be reviewed. Also, the Housing Authority has purchased a complete training academy as part of the Yardi software system that the Housing Authority has used since 2017. The training academy offers on-line courses in each of the areas of the HCV process and will be assigned all training modules that apply to the HCV process. Anticipated Completion Date: July 31, 2023 Responsible Contact Person: Stan W. Popp, Acting Executive Director

Categories

HUD Housing Programs Eligibility Material Weakness Reporting Special Tests & Provisions

Other Findings in this Audit

  • 1818 2021-005
    Material Weakness
  • 1820 2021-007
    Material Weakness
  • 1821 2021-005
    Material Weakness
  • 1822 2021-006
    Material Weakness
  • 1823 2021-007
    Material Weakness
  • 578260 2021-005
    Material Weakness
  • 578261 2021-006
    Material Weakness
  • 578262 2021-007
    Material Weakness
  • 578263 2021-005
    Material Weakness
  • 578264 2021-006
    Material Weakness
  • 578265 2021-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $410,977
14.238 Shelter Plus Care $271,083
14.896 Family Self-Sufficiency Program $41,494
14.871 Section 8 Housing Choice Vouchers $37,873