Finding 12886 (2022-002)

Material Weakness
Requirement
C
Questioned Costs
$1
Year
2022
Accepted
2023-06-29
Audit: 17194
Organization: Chief Dull Knife College (MT)
Auditor: Wipfli LLP

AI Summary

  • Core Issue: The College failed to disburse funds from the Higher Education Emergency Relief Fund within required timeframes, resulting in questioned costs of $1,031,228.
  • Impacted Requirements: Funds for the Student Aid Portion must be disbursed within 15 days, and Institutional Aid within 3 days of drawdown, which were not met in two instances.
  • Recommended Follow-up: The College should improve financial record-keeping and ensure cash requests align with immediate needs to prevent future errors.

Finding Text

2022-002 ? Cash Management Funding Agency: U.S. Department of Education Title: Higher Education Emergency Relief Fund AL Number: 84.425E, 84.425K Criteria or Specific Requirement The compliance supplement for the Higher Education Emergency Relief Fund requires that Student Aid Portion should be disbursed within 15 calendar days of the drawdown from the Department of Education?s G5 grants system and Institutional Aid Portion and all other funds should be disbursed within 3 calendar days of the drawdown from G5. Condition: We reviewed the cash management requirements of the Higher Education Emergency Relief Fund for the three draws the College made during the fiscal year. During this testing we noted that two of the draws exceeded the amounts expended and the funding was not disbursed in 15 days for the Student Aid Portion and not within 3 days of the Institutional Aid Portion Context: During our testing of the draws made by the College for the Higher Education Emergency Relief Fund we noted two instances in which the College drew more money than it had expended on the grant. On their 2nd draw, the College over dew $82,834 and on the 3rd draw the College overdrew $948,394. In each case the excess was not expended with in the required time frame. Additionally, on the 3rd draw of the year the College requested the lost revenue portion of the grant again, when the College had originally requested that funding on its 1st draw on the grant during the fiscal year. This error was identified by the College after its year end and $932,000 the money was repaid to the grantor in March of 2023. Questioned Costs: We noted $1,031,228 of questioned costs. Effect: There is a potential for suspension or cessation of federal and/or state funding. Cause: The ongoing Covid-19 pandemic caused the College to be short staffed during the period when the draws took place and an error occurred. Recommendation: The College should take steps to ensure that its financial records are maintained on a current basis, reconciled timely, and that cash request are made in accordance with immediate cash needs. View of Responsible Official: As is the case with most higher education institutions and governmental entities, the College has struggled with the Covid-19 pandemic and its aftermath. Essential functions were disrupted, including several key accounting and finance functions doe to employees being out sick. Chief Dull Knife College had a discrepancy occur when drawing down funds in which it was done in error twice. The College had more than sufficient money in the bank to cover all of their expenses so this money was not used to cover any expenses. The College will be sure to assign duties to other employees to prevent this type of occurrence. Chief Dull Knife College takes the responsibility of drawing money from grant programs very seriously and will make all efforts and enact polices to ensure this type of error does not occur.

Categories

Questioned Costs Cash Management Procurement, Suspension & Debarment

Other Findings in this Audit

  • 12884 2022-002
    Material Weakness
  • 12885 2022-003
    Significant Deficiency Repeat
  • 12887 2022-003
    Significant Deficiency Repeat
  • 589326 2022-002
    Material Weakness
  • 589327 2022-003
    Significant Deficiency Repeat
  • 589328 2022-002
    Material Weakness
  • 589329 2022-003
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
15.027 Assistance to Tribally Controlled Community Colleges and Universities $2.83M
84.425 Education Stabilization Fund $527,122
84.031 Higher Education_institutional Aid $470,281
93.600 Head Start $177,160
10.517 Tribal Colleges Extension Programs $173,614
84.063 Federal Pell Grant Program $162,902
93.859 Biomedical Research and Research Training $158,773
84.042 Trio_student Support Services $136,594
10.221 Tribal Colleges Education Equity Grants $112,180
47.075 Social, Behavioral, and Economic Sciences $48,900
47.076 Education and Human Resources $42,133
10.500 Cooperative Extension Service $35,950
15.026 Indian Adult Education $34,238
15.224 Cultural Resource Management $16,522
84.007 Federal Supplemental Educational Opportunity Grants $15,215
10.766 Community Facilities Loans and Grants $10,612
15.926 American Battlefield Protection $4,477
84.250 American Indian Vocational Rehabilitation Services $2,358
93.788 Opioid Str $46