Finding 12604 (2022-002)

Material Weakness
Requirement
F
Questioned Costs
$1
Year
2022
Accepted
2023-03-26
Audit: 17486
Auditor: Auditor General

AI Summary

  • Core Issue: The District failed to comply with the Davis-Bacon Act for federally funded construction projects, leading to questioned costs of $1,465,428.
  • Impacted Requirements: Contracts did not include necessary prevailing wage rate clauses, and the contractor did not submit required weekly certified payrolls.
  • Recommended Follow-Up: Enhance procedures to ensure compliance with the Davis-Bacon Act, including contract clauses and payroll verification, and document the allowability of questioned costs with the FDOE.

Finding Text

Finding: District controls did not always ensure compliance with the Davis-Bacon Act for Federally funded construction projects exceeding $2,000, resulting in questioned costs totaling $1,465,428. Criteria: The ESSER Fund provides Federal funds for school facility repairs and improvements to reduce the risk of virus transmission and exposure to environmental health hazards and to support student health needs. Title 29, Section 5.5, CFR (Davis-Bacon Act), requires the District to include prevailing wage rate clauses in any construction contract exceeding $2,000 that is financed either wholly or in part by Federal funds and ensure that contractors pay workers the prevailing wage rates established by the United States Department of Labor. This includes a requirement for the contractor to submit to the District weekly, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls). The United States Department of Labor established ?prevailing wages? by geographic area and interprets the Davis-Bacon Act to apply to construction, alteration, or repair of a public building or public work. Condition: During the 2021-22 fiscal year, the Board entered into nine construction contracts totaling $1,810,203 with one contractor for heating, ventilation, and air-conditioning (HVAC) repairs and upgrades at five District schools. As of June 30, 2022, the District had expended ESSER funds totaling $1,465,428. In response to our inquiry, District personnel indicated that the contractor did not submit to the District weekly certified payrolls demonstrating prevailing wage rates were paid. In addition, we noted that the purchase orders, requests for proposal, bid specifications, and contracts for the projects did not contain clauses that required compliance with the Davis-Bacon Act provisions. Cause: District personnel were not aware that the Davis-Bacon Act applied to these projects and, therefore, did not include the appropriate wage rate clauses in the applicable procurement documents. In addition, according to District personnel, District procedures did not require them to verify that the contractor submitted weekly certified payrolls demonstrating prevailing wage rates were paid. Effect: Absent the required contract clauses and weekly certified payrolls, there is an increased risk that construction contractors paid with Federal moneys will not pay workers the prevailing wage rates established by the United States Department of Labor. Although we requested, the District did not provide the certified payrolls from the contractor demonstrating that the prevailing wage rates were paid for the projects. Consequently, the District incurred questioned costs totaling $1,465,428. Recommendation: The District should enhance procedures to ensure compliance with all Davis-Bacon Act requirements. Such procedures should ensure that applicable Federally funded construction contracts contain the prevailing wage rate clauses and require submittal of weekly certified payrolls and that District personnel verify the payrolls were received. In addition, the District should document to the FDOE the allowability of the questioned costs or contact the FDOE regarding necessary corrective action. District Response: The district has met virtually and in person with all staff involved in these transactions and the contractor who facilitated the renovation projects. Discussions with CEOs, attorneys, and others responsible for maintaining payroll records have been held. System of Award Management (SAM) Wage determination documents have been sent to the vendor and the vendor is in the process of revising purchasing agreements/contracts to include language related to Davis-Bacon Act. The vendor has agreed to provide the wage determinations and updated documents as soon as possible. The district will not expend any further federal dollars on construction projects unless there is a completed contract with all the required Davis-Bacon Act clauses and requires the vendor to provide weekly wage statements to the district as they work on the project. The district is working with legal and other larger school districts to develop its own contract document that contains all the required Davis-Bacon language. That document will be used in the future for any federally funded construction projects. The Finance Department will ensure that no contracts are approved without the correct language and requirements in them and will revise the purchasing documents to include references to Davis-Bacon Act.

Corrective Action Plan

The district is currently working with the Construction company to produce the wage determination records and to revise the contract documents to include the clauses required by Davis-Bacon. The district is working with legal to develop a bid document that includes language related to Davis-Bacon and includes all the required clauses so that future bid awards will be compliant with federal law. No further expenditures will be made with federal funds unless the district has signed agreements/documents with a vendor to comply with Davis-Bacon. The district is also exploring ways to include language on the purchase order documents in Skyward to support compliance with Davis-Bacon. The Finance Department will regularly review any request for construction projects prior to the approval to ensure that documentation will be in place to support federal law.

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 12603 2022-001
    Significant Deficiency
  • 589045 2022-001
    Significant Deficiency
  • 589046 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $2.05M
84.010 Title I Grants to Local Educational Agencies $1.53M
10.555 National School Lunch Program $981,734
84.027 Special Education_grants to States $721,951
10.553 School Breakfast Program $247,817
84.424 Student Support and Academic Enrichment Program $110,991
84.367 Supporting Effective Instruction State Grants $90,628
84.358 Rural Education $70,237
10.582 Fresh Fruit and Vegetable Program $60,782
84.173 Special Education_preschool Grants $57,479
84.196 Education for Homeless Children and Youth $39,441
84.011 Migrant Education_state Grant Program $37,804
10.579 Child Nutrition Discretionary Grants Limited Availability $19,616
10.559 Summer Food Service Program for Children $16,526
84.048 Career and Technical Education -- Basic Grants to States $6,803