Finding 1230160 (2025-007)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-09-18
Audit: 411372
Organization: CITY OF INDIAN HARBOUR BEACH (FL)

AI Summary

  • Core Issue: The City failed to submit required reports for federal funding by the due dates, indicating a significant deficiency in internal controls.
  • Impacted Requirements: Compliance with 2 CFR 200.303 and federal award terms, which mandate timely and accurate reporting.
  • Recommended Follow-Up: Strengthen internal controls by creating formal procedures for monitoring deadlines, assigning responsibilities, and conducting regular reviews of report submissions.

Finding Text

2025-007 Controls over reporting (Significant Deficiency) US Treasury Federal award Y5123, MN036 (Passed through Florida Department of Environmental Protection) ALN 21.027 Coronavirus State and Local Recovery Funds Funding Year 2021 Condition: The City did not submit required reports, as defined by the grant agreements and the compliance supplement, by the established due dates. Criteria: 2 CFR 200.303 requires non-federal entities to establish and maintain effective internal controls. 2 CFR Part 200 and the terms and conditions of the federal award require recipients to submit complete and accurate reports by the deadlines established by the federal awarding agency or pass-through entity. Cause: The City did not maintain adequate internal controls to ensure required reports were prepared, reviewed, and submitted in accordance with established deadlines. Potential Effect of Condition: Failure to submit reports timely may impede the awarding agency's ability to monitor program performance and compliance with federal requirements. Additionally, untimely reporting increases the risk of noncompliance with federal award requirements and could result in increased oversight or other actions by the awarding agency. Questioned Costs: None. The finding relates only to reporting, which does not result in questioned costs. Perspective: All reports tested were submitted late; however, the reports were accurate and complete. The sample was not statistically valid. Recommendation: The City should strengthen its internal controls over federal reporting by establishing formal procedures to monitor reporting deadlines, assigning responsibility for report preparation and review, maintaining a reporting calendar, and performing periodic supervisory reviews to ensure all required reports are submitted accurately and timely. Management Response: Management concurs with the recommendation. The Management Analyst will ensure accurate and timely grant reporting.

Corrective Action Plan

Controls over Reporting Recommendation: The City should strengthen its internal controls over federal reporting by establishing formal procedures to monitor reporting deadlines, assigning responsibility for report preparation and review, maintaining a reporting calendar, and performing periodic supervisory reviews to ensure all required reports are submitted accurately and timely. Management Response: Management concurs with the recommendation. The Management Analyst will ensure accurate and timely grant reporting. Anticipated Completion Date: September 30, 2026 Responsible Party: GIna Sherman, Management Analyst

Categories

Reporting Internal Control / Segregation of Duties Subrecipient Monitoring Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1230157 2025-006
    Material Weakness Repeat
  • 1230158 2025-007
    Material Weakness Repeat
  • 1230159 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 COVID 19 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.22M
10.664 COOPERATIVE FORESTRY ASSISTANCE $20,744
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $4,133