Finding 1230159 (2025-006)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-09-18
Audit: 411372
Organization: CITY OF INDIAN HARBOUR BEACH (FL)

AI Summary

  • Core Issue: The City failed to check if vendors were suspended or debarred before contracting, violating 2 CFR 200.303.
  • Impacted Requirements: Lack of effective internal controls for vendor verification could lead to contracting with ineligible vendors.
  • Recommended Follow-Up: Implement SAM checks for all vendors before contracts and keep documentation of these checks.

Finding Text

2025-006 Suspension and debarment (Significant Deficiency) US Treasury Federal award Y5123, MN036 (Passed through Florida Department of Environmental Protection) ALN 21.027 Coronavirus State and Local Recovery Funds Funding Year 2021 Condition: Review of checking for suspension and debarment was not done prior to contracting with the vendor. Criteria: 2 CFR 200.303 requires non-federal entities to establish and maintain effective internal controls. Documentation of the check for suspension or debarment needs to be retained. Cause: The City did not complete a review of their vendors to ensure that the vendors were not suspended and debarred before the City had contracted with the vendor as there was no process in place to check a vendor’s status. Potential Effect of Condition: Good or services could be contracted with a suspended or debarred vendor, creating questioned costs. Questioned Costs: None. The finding relates only to internal control. Perspective: The City does not have controls designed to routinely verify vendors for covered transactions are not suspended or debarred. Recommendation: The City should perform SAM checks for all vendors or contractors prior to entering into covered transactions and retain documentation of these processes. Management Response: Management concurs with the finding. As part of the federal grant award process, City Management will ensure SAM checks are performed prior to contracting with vendors.

Corrective Action Plan

Suspesion and Debarment Recommendation: The City should perform SAM checks for all vendors or contracors prior to entering into covered transactions and retain docuentation of these processes. Management Response: Management concurs with the finding. As part of the federal grant award process, City Management will ensure SAM checks are performed prior to contracting with vendors. Anticipated Completion Date: Septembe 30, 2026 Responsibnle Party: Gina Sherman, Management Analyst

Categories

Procurement, Suspension & Debarment Significant Deficiency

Other Findings in this Audit

  • 1230157 2025-006
    Material Weakness Repeat
  • 1230158 2025-007
    Material Weakness Repeat
  • 1230160 2025-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 COVID 19 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.22M
10.664 COOPERATIVE FORESTRY ASSISTANCE $20,744
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $4,133