Finding 1229026 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-09-08
Audit: 410496
Organization: Town of Scituate (RI)

AI Summary

  • Core Issue: Scituate School Department lacks procedures to verify if vendors are suspended or debarred before entering into covered transactions.
  • Impacted Requirements: This affects compliance with 2 CFR § 180.995 and related regulations for contracts over $25,000, particularly those funded by the Individuals with Disabilities Education Act.
  • Recommended Follow-Up: Update procurement policies to include verification procedures and ensure staff training on compliance; corrective actions are underway and expected to be fully implemented by June 30, 2026.

Finding Text

Criteria – When a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity, as defined in 2 CFR § 180.995 and agency adopting regulations, is not suspended or debarred or otherwise excluded from participating in the transaction. “Covered transactions” include those procurement contracts for goods and services awarded under non-procurement transactions (e.g. grant or cooperative agreement) that are expected to equal or exceed $25,000 or meet certain other criteria as specified in 2 CFR § 180.220. This requirement applies to contracts entered into to procure goods and services with Individuals with Disabilities Education Act funds. Condition – Scituate School Department does not appear to have any specific procedures in place for verifying that an entity with which is plans to enter into a covered transaction is not suspended, debarred or otherwise excluded. Cause – The District’s controls over contracting with entities does not have an instituted procedure directing staff to ensure and confirm that the vendor is not suspended or debarred. Effect – It appears that contracts for goods or services that were “covered transactions” were entered into without verification that the vendor was not suspended, debarred or otherwise excluded. Questioned Costs – None Recommendation – We recommend that the District update its policies to incorporate verification procedures to ensure that an entity with which it plans to enter into a covered transaction is not suspended, debarred or otherwise excluded. Management’s Response – Management acknowledges the lack of suspension and debarment language in its procurement procedures in effect during FY25. Corrective Action: This issue was addressed and corrected in FY26. Specifically, the school department has implemented an updated procurement policy and procedure to meet the suspension and debarment requirement. We have provided training to staff and updated automated procurement approval chains to ensure compliance. Expected Completion: The corrective actions have been substantially completed as of this writing. Final completion expected by June 30, 2026.

Corrective Action Plan

Management acknowledges the lack of suspension and debarment language in its procurement procedures in effect during FY25. Corrective Action: This issue was addressed and corrected in FY26. Specifically, the school department has implemented an updated procurement policy and procedure to meet the suspension and debarment requirement. We have provided training to staff and updated automated procurement approval chains to ensure compliance. Expected Completion: The corrective actions have been substantially completed as of this writing. Final completion expected by June 30, 2026.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1229023 2025-001
    Material Weakness Repeat
  • 1229024 2025-002
    Material Weakness Repeat
  • 1229025 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.46M
84.027 SPECIAL EDUCATION GRANTS TO STATES $1.23M
84.184 SCHOOL SAFELY NATIONAL ACTIVITIES $364,252
10.902 SOIL AND WATER CONSERVATION $288,758
84.425 EDUCATION STABILIZATION FUND $188,479
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $156,113
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $90,276
20.219 RECREATIONAL TRAILS PROGRAM $85,187
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $47,516
97.039 HAZARD MITIGATION GRANT $45,000
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $29,922
81.128 ENERGY EFFICIENCY AND CONSERVATION BLOCK GRANT PROGRAM (EECBG) $23,906
10.555 NATIONAL SCHOOL LUNCH PROGRAM $23,700
16.835 BODY WORN CAMERA POLICY AND IMPLEMENTATION $22,252
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $19,000
10.553 SCHOOL BREAKFAST PROGRAM $17,829
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $16,742
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $9,662
97.067 HOMELAND SECURITY GRANT PROGRAM $8,482
90.404 HAVA ELECTION SECURITY GRANTS $2,271
20.616 NATIONAL PRIORITY SAFETY PROGRAMS $1,257
93.387 NATIONAL AND STATE TOBACCO CONTROL PROGRAM $591