Finding 1228547 (2023-005)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2026-08-31
Audit: 410168
Organization: Mental Health Kokua (HI)
Auditor: KKDLY LLC

AI Summary

  • Core Issue: The Organization failed to submit its single audit reporting package and data collection form to the Federal Audit Clearinghouse by the required deadline.
  • Impacted Requirements: This noncompliance violates 2 U.S. Code of Federal Regulations (CFR) 200.512, which mandates timely submission of financial information.
  • Recommended Follow-Up: Implement improved procedures for monitoring deadlines and assign responsibility for timely submissions to ensure compliance moving forward.

Finding Text

Criteria In accordance with 2 U.S. Code of Federal Regulations (CFR) 200.512, the Organization must submit its single audit reporting package and data collection form to the Federal Audit Clearinghouse (the FAC) within the earlier of 30 days after receipt of the auditors’ report, or nine months after the end of the audit period. Condition The Organization did not submit its single audit reporting packages and data collection form (Form SFSAC) for the year ended June 30, 2023 to the FAC by the required due date. Cause The Organization did not have adequate procedures to ensure the timely filing of the single audit reporting package and data collection form to the FAC. Effect Late filing has resulted in noncompliance with timely submission of financial information to grantor agencies. Repeated Finding See finding No. 2022-004 included in the Status of Prior Audit Findings. Recommendation We again recommend that the Organization improve its financial reporting process to ensure compliance with the reporting requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, which requires that the single audit reporting package and data collection form be submitted to the FAC within the earlier of 30 days after the receipt of the auditors’ report, or nine months after the end of the audit period, unless a longer period of time is agreed to in advance by the cognizant or oversight agency for the audit. Views of Responsible Officials and Planned Corrective Action Management agrees with the finding. The Organization will implement procedures to monitor reporting deadlines and assign responsibility for the timely submission of the single audit reporting package and Data Collection Form to the Federal Audit Clearinghouse. Management will also establish a review process to ensure all future filings are completed within the required timeframe.

Corrective Action Plan

Management agrees with the finding. The Organization will implement procedures to monitor reporting deadlines and assign responsibility for the timely submission of the single audit reporting package and Data Collection Form to the Federal Audit Clearinghouse. Management will also establish a review process to ensure all future filings are completed within the required timeframe. Anticipated Completion Date: September 30, 2026.

Categories

Allowable Costs / Cost Principles Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1228548 2023-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.267 CONTINUUM OF CARE PROGRAM $864,873
14.195 PROJECT-BASED RENTAL ASSISTANCE (PBRA) $93,944
93.150 PROJECTS FOR ASSISTANCE IN TRANSITION FROM HOMELESSNESS (PATH) $90,229