Finding 1228062 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-08-27

AI Summary

  • Core Issue: The Authority failed to conduct annual Housing Quality Standards (HQS) inspections for 8 out of 60 tenant files, violating federal requirements.
  • Impacted Requirements: Compliance with 24 CFR sections 982.158(d) and 982.405(b) regarding annual inspections and quality control re-inspections.
  • Recommended Follow-Up: Implement controls for annual inspections or revise the Administrative Plan for biennial inspections; consider hiring an external firm for inspections if needed.

Finding Text

HVC HQS Inspections Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871/14.879 Federal Award Identification Number and Year: NE 001; 2025 Award Period: January 1, 2025 – December 31, 2025 Type of Finding: • Significant Deficiency in Internal Control over Compliance • Other Matters Criteria or Specific Requirement: The PHA must inspect the unit leased to a family at least annually to determine if the unit meets Housing Quality Standards (HQS) and the PHA must conduct quality control re-inspections. The PHA must prepare a unit inspection report (24 CFR sections 982.158(d) and 982.405(b)). Condition: Out of 60 tenant files tested for annual HQS inspections, 8 tenant files contained exceptions. Questioned Costs: None identified. The Authority did not complete the annual HQS inspection within the required timeframe for the unit tested. While this represents noncompliance with program requirements, we did not perform procedures to determine whether the unit failed to meet HQS. As a result, we did not determine whether HAP payments made during the period of noncompliance were unallowable. Accordingly, questioned costs could not be determined. Context: Out of the testing of 60 tenant files for annual HQS inspections, there were 8 instances where the unit was not inspected on an annual basis. Cause: The Authority failed to follow its Administrative Plan of inspecting units on an annual basis. Effect: The Authority is not in compliance with federal regulations regarding HQS inspection requirements determined by HUD and it’s Administrative Plan. Repeat Finding: The finding is a repeat of a finding in the immediately prior year. Prior year finding number was 2024-005. Recommendation: We recommend the Authority implement controls to ensure that all units are inspected annually or to update its Administrative Plan to inspect units on a biennial basis. We recommend the Authority hire an outside firm to perform inspections if there is not any internal capacity. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Housing Voucher Cluster – Assistance Listing No. 14.871 and 14.879 – Annual HQS Inspections Recommendation: We recommend the Authority implement controls to ensure that all units are inspected annually or to update it’s Administrative Plan to inspect units on a biennial basis. We recommend the Authority hire an outside firm to perform inspections if there is not any internal capacity. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Authority will implement monitoring controls to ensure units are inspected annually in accordance with HUD requirements and the Authority’s administrative policy. Management will evaluate internal inspection capacity and consider the use of an outside firm if additional resources are needed to complete required inspections timely. Name of the contact person responsible for corrective action: Philisa Smith, HCV Director Planned completion date for corrective action plan: December 31, 2026

Categories

HUD Housing Programs Allowable Costs / Cost Principles Significant Deficiency

Other Findings in this Audit

  • 1228054 2025-002
    Material Weakness Repeat
  • 1228055 2025-002
    Material Weakness Repeat
  • 1228056 2025-002
    Material Weakness Repeat
  • 1228057 2025-003
    Material Weakness Repeat
  • 1228058 2025-003
    Material Weakness Repeat
  • 1228059 2025-003
    Material Weakness Repeat
  • 1228060 2025-004
    Material Weakness Repeat
  • 1228061 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.872 PUBLIC HOUSING CAPITAL FUND $9.96M
14.850 PUBLIC HOUSING OPERATING FUND $7.97M
14.889 CHOICE NEIGHBORHOODS IMPLEMENTATION GRANTS $2.12M
14.879 MAINSTREAM VOUCHERS $899,053
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $892,496
14.896 FAMILY SELF-SUFFICIENCY PROGRAM $366,603
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $149,710
14.856 LOWER INCOME HOUSING ASSISTANCE PROGRAM SECTION 8 MODERATE REHABILITATION $81,798