Finding 1226960 (2025-002)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2025
Accepted
2026-08-14
Audit: 409146
Auditor: WHITTLESEY PC

AI Summary

  • Core Issue: The Organization's cost allocation plan (CAP) is outdated and hasn't been reviewed since 2015, leading to potential misallocation of federal award costs.
  • Impacted Requirements: Costs must be documented, allowable, and allocated based on benefits received, as per federal regulations.
  • Recommended Follow-Up: Formally document and regularly update the CAP, ensuring it aligns with current operations and is approved by governance.

Finding Text

Finding No. 2025-002: Activities Allowed or Unallowed and Allowable Costs/Cost Principles – Significant Deficiency in Internal Control over Compliance (Cost Allocation Plan) Federal Program Name: All Pass-through Entity: All Federal Assistance Listing Number: All Criteria In accordance with Title 2 U.S. Code of Federal Regulations Part 200, costs charged to federal awards must be adequately documented, allowable, and allocated to programs based on relative benefits received. Organizations allocating shared or indirect costs among multiple funding sources are required to maintain a reasonable, consistently applied, and current cost allocation methodology. Condition The Organization’s cost allocation plan (“CAP”) has not been formally reviewed or updated in several years and does not reflect the current structure of awards and programs. As a result, the Organization could not demonstrate that costs charged to federal awards were consistently allocated in accordance with a current, formally approved methodology. Questioned Costs None. Context The Organization's cost allocation plan had not been formally reviewed or updated since 2015. The outdated plan was utilized during the audit period to allocate shared costs among multiple funding sources and programs. Effect Without a current and formally maintained CAP, there is an increased risk that costs charged to federal awards may not be properly allocated, may not reflect relative benefits received, or may not be consistently applied in accordance with federal requirements. Cause The Organization does not have established procedures requiring periodic review and update of the CAP to ensure it remains current with changes in operations and funding sources. Repeat Finding Yes Recommendation We recommend that the Organization formally document its cost allocation methodology and establish procedures for periodic review and update of the CAP to ensure it reflects current operations and funding sources. The CAP should be formally approved by governance and retained as support for allocation of shared costs to federal programs. Management’s Response/View of Responsible Officials Management agrees with this finding, see the Corrective Action Plan.

Corrective Action Plan

Management has updated its policies and procedures to require a formal annual review and update of the cost allocation plan. This review will occur in conjunction with the finalization and Board approval of the organization’s annual operating budget, ensuring that the CAP aligns with the most current program structure, funding sources, and cost allocation methodologies.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1226955 2025-002
    Material Weakness Repeat
  • 1226956 2025-002
    Material Weakness Repeat
  • 1226957 2025-002
    Material Weakness Repeat
  • 1226958 2025-002
    Material Weakness Repeat
  • 1226959 2025-002
    Material Weakness Repeat
  • 1226961 2025-003
    Material Weakness Repeat
  • 1226962 2025-003
    Material Weakness Repeat
  • 1226963 2025-003
    Material Weakness Repeat
  • 1226964 2025-003
    Material Weakness Repeat
  • 1226965 2025-003
    Material Weakness Repeat
  • 1226966 2025-003
    Material Weakness Repeat
  • 1226967 2025-004
    Material Weakness Repeat
  • 1226968 2025-004
    Material Weakness Repeat
  • 1226969 2025-004
    Material Weakness Repeat
  • 1226970 2025-004
    Material Weakness Repeat
  • 1226971 2025-004
    Material Weakness Repeat
  • 1226972 2025-004
    Material Weakness Repeat
  • 1226973 2025-005
    Material Weakness Repeat
  • 1226974 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.267 CONTINUUM OF CARE PROGRAM $429,278
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $20,000
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $5,975