Finding 1225569 (2025-003)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2025
Accepted
2026-08-04

AI Summary

  • Core Issue: The Partnership charged $25,706 in costs to a federal award before receiving final budget approval, violating Uniform Guidance.
  • Impacted Requirements: Costs must only be incurred during the approved period of performance as per 2CFR §200.403 and §200.309.
  • Recommended Follow-Up: Strengthen internal controls to verify budget approval status before authorizing costs to prevent future noncompliance.

Finding Text

Finding No. 2025-003: Period of Performance – Noncompliance Federal Program Name: Juvenile Mentoring Program Pass-through Entity: None Federal Assistance Listing Number: 16.726 Type of Finding Significant Deficiency in Internal Controls over Compliance Other Matters Criteria Uniform Guidance requires that only costs incurred during the approved period of performance are allowable and chargeable to a federal award set forth in 2CFR §200.403, Factors Affecting Allowability of Costs, and §200.309, Period of Performance. Costs incurred prior to the final approval of the program budget must have appropriate written authorization from the awarding agency to be considered allowable. The Department of Justice requires receipt of final approved program and budget documentation before costs can be charged to the award. Condition The Partnership incurred and charged program costs to the federal award prior to receiving final program budget approval from the Department of Justice. Specifically, $25,706 in program costs were incurred from October 1, 2022 through April 25, 2023, as the final budget approval was granted on April 26, 2023. Cause The Partnership did not have adequate internal controls to ensure that program expenditures were incurred during the approved time frame. Program and fiscal staff did not verify the award and budget approval status prior to authorizing or charging costs to the award. Effect The Partnership charged costs to the federal award outside of the approved period of performance, resulting in noncompliance with Uniform Guidance and award requirements. This resulted in questioned or disallowed costs, required repayment of federal funds, and potential impacts on future federal funding. Questioned Costs Costs charged to the grant during fiscal year 2023 prior to the final approval of the program budget on April 26, 2023 are considered disallowed and amount to $25,706. Context Uniform Guidance requirements set forth in 2CFR §200.403, Factors Affecting Allowability of Costs, and §200.309, Period of Performance, state that only costs incurred during the approved period of performance are allowable and chargeable to a federal award. The Partnership must obtain formal budget approval from the federal agency prior to incurring costs to the program. Repeat Finding No

Corrective Action Plan

The Partnership will implement controls to ensure that program costs are not incurred or charged to federal awards until formal award and budget approval has been received. This will include a required verification step within the finance function prior to cost authorization, documented evidence of approval dates, and staff training on allowability and timing requirements. Existing procedures will be updated to prevent premature charging of expenditures and to ensure ongoing compliance with Uniform Guidance.

Categories

Questioned Costs Subrecipient Monitoring

Other Findings in this Audit

  • 1225567 2025-001
    Material Weakness Repeat
  • 1225568 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.726 JUVENILE MENTORING PROGRAM $772,274
93.788 OPIOID STR $595,473
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $314,778
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $110,197