Finding 1225567 (2025-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-08-04

AI Summary

  • Core Issue: Payroll costs for federal grants are based on estimates rather than actual work performed, leading to potential inaccuracies.
  • Impacted Requirements: Compliance with Title 2 U.S. Code of Federal Regulations Part 200, which mandates accurate documentation for salary and wage charges.
  • Recommended Follow-Up: Establish a robust internal control system to ensure accurate tracking and allocation of employee wages to federal awards.

Finding Text

Finding No. 2025-001: Activities Allowed or Unallowed and Allowable Costs/Cost Principles – Significant Deficiency over Major Program and Compliance. Federal Program Name: Juvenile Mentoring Program Pass-through Entity: None Federal Assistance Listing Number: 16.726 Criteria Title 2 U.S. Code of Federal Regulations Part 200 includes the requirement that charges to federal awards for salaries and wages be based on records that accurately reflect the work performed. These records must support the distribution of the employee’s salary or wages among specific activities or cost objectives. Condition The Partnership allocates employees’ payroll costs to grants based on an estimate. Although the payroll allocation is periodically reviewed and revised, differences from actual time and effort can result due to an estimate being used. Cause Charges to Federal awards for salaries and wages must be based on records that accurately reflect the work performed. Documentation of personnel expenses should support the distribution of the employee's salary or wages among specific activities or cost objectives if the employee works on more than one Federal award; a Federal award and non-Federal award; an indirect cost activity and a direct cost activity; two or more indirect activities allocated using different allocation bases; or an unallowable activity and a direct or indirect cost activity. Effect The employee time and payroll costs that are charged to the grant could differ from the actual time and payroll costs expended in support of the grant activities. Questioned Costs Unknown. Context The recipient's system of internal controls should include processes to perform periodic after-the-fact reviews of interim charges made to a Federal award based on budget estimates. All necessary adjustments must be made so that the final amount charged to the Federal award is accurate, allowable, and properly allocated. Recommendation We recommend that the Partnership develop, implement and maintain a system of internal controls to support the proper tracking and allocation of wages to federal awards. Management’s Response/View of Responsible Officials Management agrees with this finding, see the Corrective Action Plan.

Corrective Action Plan

The Partnership will implement a formal time and effort reporting process with in its current payroll platform to ensure payroll costs charged to federal awards are supported by after-the-fact records that accurately reflect work performed. This will include standardized timesheets or system-based tracking, supervisory review and approval, and periodic reconciliations between payroll allocations and actual activity. Adjustments will be recorded timely to ensure costs are allowable, properly allocated, and supported in accordance with Uniform Guidance.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1225568 2025-002
    Material Weakness Repeat
  • 1225569 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.726 JUVENILE MENTORING PROGRAM $772,274
93.788 OPIOID STR $595,473
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $314,778
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $110,197