Finding 1225545 (2025-006)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-08-03

AI Summary

  • Core Issue: The Academy lacks proper documentation for independent reviews of disbursements, leading to a material weakness in internal controls.
  • Impacted Requirements: This finding violates the Uniform Guidance, which mandates internal controls over allowable costs for federal programs.
  • Recommended Follow-Up: Ensure adherence to internal control policies by documenting independent reviews of all disbursement transactions.

Finding Text

2025‐006 - Documentation and Internal Controls over Disbursements (repeat finding) Finding Type. Material Weakness in Internal Control over Compliance (Allowable Costs/Cost Principles) Federal programs U.S. Department of Education: • Education Stabilization Fund (ALN 84.425); Passed through MDE; All project numbers Criteria. The Uniform Guidance requires the Academy to establish internal controls over disbursements related to the compliance requirements applicable to allowable costs/cost provisions. The Academy's policies require an independent review of expenditures. Condition. Evidence of an independent review was not documented on our disbursements selected for testing. Cause. This condition appears to be the result of the Academy not adhering to established internal control policies and procedures. Effect. The Academy is at increased risk of unallowable costs being charged to federal programs without being detected by its internal controls. Questioned Costs. No costs have been questioned as a result of this finding. Recommendation. We recommend the Academy follow its internal control policies and procedures that require independent review of all disbursement transactions. View of Responsible Officials. Management concurs. Responsible Official. LaKisha Loudermill, Superintendent Estimated Completion Date. June 30, 2026

Corrective Action Plan

2025-006 - Documentation and Internal Controls over Disbursements (repeat finding) Auditor Description of Condition and Effect: Evidence of an independent review was not documented on our disbursements selected for testing. As a result of the condition, the Academy is exposed to an increased risk of misappropriation, misstated financial statements, or noncompliance. The Academy is at increased risk of unallowable costs being charged to federal programs without being detected by its internal controls. Auditor Recommendation: We recommend that the Academy strengthen its accounts payable process by implementing a formal approval procedure to ensure all invoices are reviewed and authorized by personnel with direct knowledge of the underlying transaction prior to payment. This process should include the following elements: Designated Approvers: Identify specific individuals or roles responsible for reviewing and approving invoices for each department or type of transaction. Documented Approval: Require that each invoice include documented evidence of approval (e.g., signatures or electronic approval) before it is processed for payment. Segregation of Duties: Ensure that the approver is independent of those initiating or processing payments to maintain proper internal controls. Periodic Review: Conduct periodic reviews of accounts payable records to verify compliance with approval procedures and identify any unauthorized payments. Corrective Action: 1. Designate Official Approvers: We will identify specific staff members or roles who have direct knowledge of certain transactions to be the only ones authorized to approve those invoices. 2. Require Proof of Approval: We will implement a strict rule that no invoice is processed for payment unless it has clear, documented evidence of approval, such as a physical signature or a verified electronic sign-off. 3. Maintain Independence in Payments: We will ensure the person approving an invoice is not the individual processing the actual payment. 4. Perform Regular Spot Checks: I will conduct periodic reviews of our accounts payable records to make sure our approval procedures are being followed and to catch any unauthorized payments early. 5. Focus on Federal Compliance: We will meet monthly to monitor disbursements charged to federal programs to ensure all costs are allowable and properly documented, reducing our risk of noncompliance. Responsible Person: LaKisha Loudermill, Superintendent Anticipated Completion Date: June 30, 2026

Categories

Allowable Costs / Cost Principles Questioned Costs

Other Findings in this Audit

  • 1225544 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.371 COMPREHENSIVE LITERACY DEVELOPMENT $644,828
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $196,796
10.553 SCHOOL BREAKFAST PROGRAM $166,509
84.027 SPECIAL EDUCATION GRANTS TO STATES $151,526
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $111,348
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $100,644
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $51,359
10.555 NATIONAL SCHOOL LUNCH PROGRAM $47,649
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $36,704
84.425 EDUCATION STABILIZATION FUND $13,514
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $11,978
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $9,484
93.778 GRANTS TO STATES FOR MEDICAID $5,768
10.558 CHILD AND ADULT CARE FOOD PROGRAM $3,426
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $3,367