Finding 1224354 (2025-001)

Material Weakness Repeat Finding
Requirement
J
Questioned Costs
-
Year
2025
Accepted
2026-07-22

AI Summary

  • Core Issue: Incomplete documentation for program income from occupancy charges under CFDA 14.267 led to uncertainty about its accurate assessment and collection.
  • Impacted Requirements: Best practices and federal guidelines require thorough documentation for transparency and accountability in financial reporting.
  • Recommended Follow-Up: Establish clear procedures for documenting and monitoring program income if it is collected in the future, despite the program being discontinued.

Finding Text

Condition: Complete and adequate documentation was not available to demonstrate that program income (occupancy charges) from program participants under CFDA 14.267 – HUD Continuum of Care was properly assessed, calculated, collected, recorded, and monitored. Effect: Because this documentation was incomplete or missing, we were unable to determine that program income was correctly stated in the financial statements. It is possible that program income may not have been equitably assessed or fully collected, and amounts received may not have been properly deposited. The amount of program income collected was approximately $36,000 for this fiscal year. Based upon available records, it appears reasonable to expect program income could have been up to approximately $30,000 higher than the amount shown in the financial statements. Our test work did indicate all amounts collected were appropriately used for allowable program activities. Cause: The Organization did not have adequate written and monitoring procedures in place to ensure program income activities were consistently documented and reviewed. Criteria: Although program income was voluntarily assessed, best practices and federal internal control expectations require complete documentation of fee assessment, collection, and monitoring to ensure transparency and accountability. Recommendation: Although the program has been discontinued, the Organization should establish clear procedures for documenting and monitoring program income if program income is collected in the future.

Corrective Action Plan

Management concurs that stronger documentation surrounding the collection and monitoring of Continuum of Care program income would have strengthened internal controls and the audit trail. The finding relates to a program that has since been discontinued. Throughout the audit period, all program income that was collected was used for allowable program purposes; however, management acknowledges that documentation supporting assessment, collection, monitoring, and reconciliation procedures should have been more comprehensive. Although this activity is no longer part of the Organization's operations, Ability1st has strengthened its overall documentation standards. Should the Organization administer future programs involving program income, written policies and procedures will be implemented prior to program implementation and will include: • documented fee assessment methodology; • collection and deposit procedures; • reconciliation requirements; • supervisory review; • record retention standards; and • periodic internal monitoring. Management believes these procedures will provide an appropriate level of accountability and compliance with federal requirements should program income be collected in the future. Responsible Official: Executive Director Implementation Date: Completed for discontinued program; procedures will be implemented before any future program income activity.

Categories

Subrecipient Monitoring HUD Housing Programs Program Income Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1224351 2025-001
    Material Weakness Repeat
  • 1224352 2025-002
    Material Weakness Repeat
  • 1224353 2025-003
    Material Weakness Repeat
  • 1224355 2025-002
    Material Weakness Repeat
  • 1224356 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.432 ACL CENTERS FOR INDEPENDENT LIVING $308,903
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $195,913
14.267 CONTINUUM OF CARE PROGRAM $130,175
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $55,446
93.369 ACL INDEPENDENT LIVING STATE GRANTS $47,703
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $3,000