Finding 1223894 (2025-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-07-16

AI Summary

  • Core Issue: Fourteen provider files were misfiled, and seventeen files lacked current or complete required documents.
  • Impacted Requirements: Compliance with EEC regulations for child care provider documentation is not being met.
  • Recommended Follow-up: Increase staff resources to ensure proper documentation and filing processes are followed.

Finding Text

Statement of condition: The Organization’s Child Care Resource and Referral program, “Child Care Works”, is responsible for approving center-based, home-based and independent family child care providers for participation in the Commonwealth of Massachusetts Department of Early Education and Care (hereinafter “EEC”) subsidized child care voucher program. As part of our audit procedures over federal major program compliance for this program under the Child Care and Development Fund Cluster (CCDF) we noted, of the sixty-eight (68) providers selected for testing, fourteen (14) of the provider files were misfiled and an alternative was needing to be selected. Of the providers tested, seventeen (17) provider files where certain required EEC provider documents were either not current, an outdated EEC standard form was used currently or the provider file was incomplete. Criteria: EEC mandates that certain documents be obtained and properly completed as part of the contract provider authorization process based on the type of child care program operated (i.e., center-based, home-based, independent family child care, etc.). Cause of condition: Limited EEC funding to devote additional staff resources to less critical program functions. See management’s response following. Effect of condition and context: Non-compliance with the EEC regulations relating to the voucher contract provider authorization.

Corrective Action Plan

Management strives to operate within a model of continuous improvement and will review and improve processes appropriately to provide for proper and timely updating of provider files on a go-forward basis.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1223883 2025-001
    Material Weakness Repeat
  • 1223884 2025-001
    Material Weakness Repeat
  • 1223885 2025-001
    Material Weakness Repeat
  • 1223886 2025-001
    Material Weakness Repeat
  • 1223887 2025-001
    Material Weakness Repeat
  • 1223888 2025-001
    Material Weakness Repeat
  • 1223889 2025-001
    Material Weakness Repeat
  • 1223890 2025-001
    Material Weakness Repeat
  • 1223891 2025-001
    Material Weakness Repeat
  • 1223892 2025-001
    Material Weakness Repeat
  • 1223893 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $35.87M
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $21.29M
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $15.47M
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $10.44M
93.600 HEAD START $4.71M
93.569 COMMUNITY SERVICES BLOCK GRANT $529,417
10.569 EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) $237,854
10.555 NATIONAL SCHOOL LUNCH PROGRAM $188,362
93.994 MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES $139,396
14.912 LEAD HAZARD CONTROL CAPACITY BUILDING $22,082