Finding 1223638 (2026-003)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2026
Accepted
2026-07-14
Audit: 407144
Organization: Sunrise Community Health (CO)

AI Summary

  • Core Issue: The Organization lacks a Small or Micro-Purchase Threshold in its procurement policy, leading to noncompliance with federal requirements.
  • Impacted Requirements: Compliance with 2 CFR Part 200 regarding procurement and suspension/debarment provisions is not met.
  • Recommended Follow-Up: Update the procurement policy to include necessary thresholds and BABA requirements by July 13, 2026.

Finding Text

Federal Agency: U.S. Department of Agriculture and U.S. Department of Health and Human Services Federal Program: Special Supplemental Nutrition Program for Women, Infants, and Children (WIC) and Consolidated Health Centers Grant AL Number: 10.557 and 93.224 & 93.527 Award Period: 4/1/25 - 3/31/26 Type of Finding: Significant Deficiency in Internal Control Over Compliance and Compliance Criteria or Specific Requirement 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires compliance with the provisions of procurement and suspension and debarment. The Organization should have internal controls designed to ensure compliance with these provisions. Condition and Context During our testing over procurement we noted the Organization did not have a Small or Micro-Purchase Threshold in place within their procurement policy. We also noted two instances in which the Organization was unable to locate documentation that agreements with vendors related to the infrastructure project included the Build America, Buy America domestic preference provisions in each agreement or that the Organization obtained a BABA (Build America, Buy America) waiver prior to contracting with the vendor. Effect Noncompliance results in possible federal funds provided to ineligible vendors. Questioned Costs None identified. Cause Management oversight in which the procurement policy did not meet the federal requirements. Recommendation We recommend the Organization update its procurement policy to be in line with the federal requirements. Views of Responsible Officials The Organization will update the Procurement and Purchasing Policy and Procedure to include a Small and Micro-Purchase Threshold and the BABA requirements. The Organization will have this policy and procedure update completed by July 13, 2026.

Corrective Action Plan

Federal Program: Special Supplemental Nutrition Program for Women, Infants, and Children (WIC) Assistance Listing No. 10.557 & Consolidated Health Centers Grant Assistance Listing No. 93.224 & 93.527 Recommendation: Our auditors recommended the Organization update its procurement policy to be in line with the federal requirements. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Organization will update the Procurement and Purchasing Policy and Procedure to include a Small and Micro-Purchase Threshold and the BABA requirements. The Organization will have this policy and procedure update completed by July 13, 2026.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1223631 2026-001
    Material Weakness Repeat
  • 1223632 2026-001
    Material Weakness Repeat
  • 1223633 2026-001
    Material Weakness Repeat
  • 1223634 2026-003
    Material Weakness Repeat
  • 1223635 2026-003
    Material Weakness Repeat
  • 1223636 2026-003
    Material Weakness Repeat
  • 1223637 2026-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.557 WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN $1.78M
93.224 HEALTH CENTER PROGRAM $599,940
93.527 GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $480,000
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $152,728
93.588 Temporary Assistance for Needy Families $140,448
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $45,645