Finding 1223637 (2026-002)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2026
Accepted
2026-07-14
Audit: 407144
Organization: Sunrise Community Health (CO)

AI Summary

  • Core Issue: Significant deficiency in internal controls over compliance for the WIC program, leading to unverified expenditures totaling $12,684.
  • Impacted Requirements: Non-compliance with §200.303 of 2 CFR Part 200, which mandates effective internal controls for managing federal awards.
  • Recommended Follow-Up: Update grant allocation processes to ensure proper documentation and accurate fringe benefit cost calculations are maintained.

Finding Text

Federal Agency: U.S. Department of Agriculture Federal Program: Special Supplemental Nutrition Program for Women, Infants, and Children (WIC) AL Number: 10.557 Award Period: 4/1/25 - 3/31/26 Type of Finding: Significant Deficiency in Internal Control Over Compliance and Compliance Criteria or Specific Requirement According to §200.303 Internal controls of 2 CFR Part 200, the non-federal entity must establish and maintain effective internal control over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in compliance with Federal statutes, regulations, and the terms and conditions of the federal award. Condition and Context During our testing of the completeness of the expenditure detail allocated to the federal award we noted Organization was unable to identify the detail/support for $12,684 of expenditures invoiced to the grant. Also, as part of our payroll testing we noted two samples where the Organization was not maintaining accurate records to support the fringe benefit payroll costs allocated to the grant. Effect Potential that incorrect costs could be allocated to the grant. Questioned Costs $13,108 Cause Management oversight in which documentation of expenditures allocated to the grant were not retained by the organization and fringe benefit allocations were not updated and reviewed. Recommendation We recommend the Organization update their grant allocation process and controls to ensure accurate documentation of expenditures allocated to the grant are retained and accurate fringe benefit costs incurred during the month are used to calculate the allocations. Views of Responsible Officials The Organization has updated the grant allocation process and controls to ensure accurate documentation of expenditures allocated to the grant are retained and accurate fringe benefit costs incurred during the month are used to calculate the allocations. As part of this update management has reassigned responsibilities for various grants to ensure the process is followed.

Corrective Action Plan

Federal Program: Special Supplemental Nutrition Program for Women, Infants, and Children (WIC) Assistance Listing No. 10.557 Recommendation: Our auditors recommended the Organization update its grant allocation process and controls to ensure accurate documentation of expenditures allocated to the grant are retained and accurate fringe benefit costs incurred during the month are used to calculate the allocations. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Organization has updated the grant allocation process and controls to ensure accurate documentation of expenditures allocated to the grant are retained and accurate fringe benefit costs incurred during the month are used to calculate the allocations. As part of this update management has reassigned responsibilities for various grants to ensure the process is followed.

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1223631 2026-001
    Material Weakness Repeat
  • 1223632 2026-001
    Material Weakness Repeat
  • 1223633 2026-001
    Material Weakness Repeat
  • 1223634 2026-003
    Material Weakness Repeat
  • 1223635 2026-003
    Material Weakness Repeat
  • 1223636 2026-003
    Material Weakness Repeat
  • 1223638 2026-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.557 WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN $1.78M
93.224 HEALTH CENTER PROGRAM $599,940
93.527 GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $480,000
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $152,728
93.588 Temporary Assistance for Needy Families $140,448
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $45,645