Finding 1223269 (2025-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-07-08
Audit: 406755
Organization: City of La Habra (CA)

AI Summary

  • Core Issue: Two day care homes were incorrectly classified as Tier II instead of Tier I, leading to lower reimbursement rates.
  • Impacted Requirements: The classification should be based on current income standards and school enrollment data for low-income areas.
  • Recommended Follow-Up: The City needs to correct the classifications for the affected providers and ensure future determinations use up-to-date data.

Finding Text

Criteria or Specific Requirement: Tier I day care homes are those operated by providers whose own household meets the income standards for free or reduced price meals, or those located in low-income areas. A low-income area is one where at least 50% of the children are eligible for free or reduced price school meals. Sponsoring organizations may use school enrollment data or census data to determine if a home is located in a low-income area. Condition: During our follow-up of prior-year finding 2024-003, we noted that the two day care homes identified as incorrectly classified as Tier II instead of Tier I were not reclassified during FY 2024-25 and continued to receive Tier II reimbursement rates. However, no exceptions were noted in the three additional day care home tier determinations tested during the current year. Questioned Costs: None. Context: The prior-year finding identified two of 35 day care home tier determinations that were based on outdated school enrollment data, resulting in the providers being incorrectly classified as Tier II rather than Tier I. During FY 2024-25, those two providers remained classified as Tier II. In addition, we tested three current-year tier determinations and noted no exceptions. Cause: Although the City appears to have implemented procedures to ensure current tier determinations utilize the most current school enrollment data, corrective action was not taken to address the two provider classifications identified in the prior-year finding. Effect: The affected providers continued to receive reimbursement rates associated with Tier II status rather than the higher reimbursement rates available under Tier I status. As a result, federal expenditures may have remained understated. Repeat Finding: This is a repeat of a finding from the immediately prior year, finding number 2024-003. Recommendation: The City should review and correct the tier classifications of the affected providers identified in finding 2024-003, make any necessary reimbursement adjustments, and continue its procedures to ensure current tier determinations are based on the most current school enrollment data available. This approach acknowledges the improvement in controls (which is important to be fair to the auditee) while still justifying a repeat finding because the original error was never remediated. View of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

The City will update its procedures to ensure the most current school enrollment data is used when determining tier status for day care homes. This includes the use of the KidKare software system with built-in internal controls for tier determination, a double-check process, and additional staff training.

Categories

Cash Management

Other Findings in this Audit

  • 1223268 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
17.259 WIOA YOUTH ACTIVITIES $2.58M
10.558 CHILD AND ADULT CARE FOOD PROGRAM $1.21M
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $866,961
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $226,459
21.016 EQUITABLE SHARING $129,454
97.067 HOMELAND SECURITY GRANT PROGRAM $92,550
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $80,990
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $54,011
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $36,363
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $24,852
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $10,025
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $9,564
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $5,564