Finding 1223268 (2025-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-07-08
Audit: 406755
Organization: City of La Habra (CA)

AI Summary

  • Core Issue: The City has not resolved previous findings related to suspension and debarment procedures, risking compliance with federal requirements.
  • Impacted Requirements: Compliance with 2 CFR Part 200 is necessary for procurement processes, which the City failed to demonstrate due to lack of covered transactions.
  • Recommended Follow-Up: The City should implement timely suspension and debarment checks for all vendors involved in covered transactions to ensure compliance.

Finding Text

Criteria or Specific Requirement: 2 CFR Part 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Award requires compliance with the provisions of procurement, suspension, and debarment. The City should have internal controls designed to ensure compliance with those provisions. Condition: The prior-year finding related to suspension and debarment procedures remains unresolved. During the current year, there were no federally funded covered transactions subject to suspension and debarment requirements available for testing. As a result, the City was unable to demonstrate that corrective actions related to the prior-year finding had been implemented and were operating effectively. Questioned Costs: None. Context: The City did not perform timely suspension and debarment verification for six out of the six samples tested. However, none of those vendors were suspended or debarred. Cause: The finding is reported as a repeat finding because no covered transactions occurred during the current year; therefore, the implementation and effectiveness of corrective actions could not be verified. Effect: There is a potential the City could contract with a disbarred or suspended entity if the verification is not performed. Repeat Finding: This is a repeat of a finding from the immediately prior year, finding number 2024-001. Recommendation: We recommend the City perform suspension and debarment procedures on all vendors with which it plans to enter into a covered transaction. View of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

The Finance Department will ensure that all departments are aware of this compliance requirement and perform vendor verification before the City enters into a covered transaction. All departments will verify and have a printout of the vendor verification printed from SAM.GOV that an entity is not debarred, suspended, or otherwise excluded before the City enters into a covered transaction.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1223269 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
17.259 WIOA YOUTH ACTIVITIES $2.58M
10.558 CHILD AND ADULT CARE FOOD PROGRAM $1.21M
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $866,961
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $226,459
21.016 EQUITABLE SHARING $129,454
97.067 HOMELAND SECURITY GRANT PROGRAM $92,550
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $80,990
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $54,011
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $36,363
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $24,852
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $10,025
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $9,564
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $5,564