Finding 1222870 (2024-005)

Material Weakness Repeat Finding
Requirement
F
Questioned Costs
-
Year
2024
Accepted
2026-07-02
Audit: 406415
Organization: State of Kosrae (FM)

AI Summary

  • Core Issue: CSG failed to safeguard and maintain federal capital assets, leading to questioned costs of $32,214.
  • Impacted Requirements: Noncompliance with 2 CFR 200.303(a) and Fiscal Procedures Agreement provisions regarding property management.
  • Recommended Follow-Up: CSG should create and enforce written policies for safeguarding and maintaining property to ensure compliance.

Finding Text

Pass-Through Entity: Federated States of Micronesia National Government Federal Agency: U.S. Department of the Interior AL Program: 15.875 Economic, Social, and Political Development of the Territories Federal Award No.: D23AF00013, D24AF00341 Area: Equipment and Real Property Management Questioned Costs: $32,214 Criteria: In accordance with 2 CFR 200.303(a), a subrecipient must establish, document, and maintain effective internal control over the Federal award that provides reasonable assurance that the subrecipient is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Article VI Section I (f)(iv)(c) of the Fiscal Procedures Agreement (FPA) states that a control system shall be developed to ensure adequate safeguards against property loss, damage, or theft. Any loss, damage, or theft shall be investigated. Additionally, according to article VI Section I (f)(iv)(d) of the FPA states that adequate maintenance procedures shall be developed to keep the property in good condition. Condition: For six (or 14%) out of forty-two equipment selected for testing with an aggregate net book value totaling $589,938 and a total net book value population of $3,703,666, CSG did not properly safeguard and maintain the federal capital assets to ensure that the property exists and is in proper working condition. Based on the physical inspection, the following capital assets were either not located or found to be in a broken state, with no evidence indicating that they are currently under repair. Cause: CSG does not have established policies or procedures to ensure sufficient safeguards against loss, damage, or theft of the property, as well as adequate maintenance procedures to keep property in good condition. Effect or Potential Effect: CSG is in noncompliance with applicable equipment and real property management requirements and a total questioned costs $32,214 result. The amount of questioned cost is based on the net book value of the asset. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: 1. CSG should establish a written policy along with comprehensive procedures to ensure effective safeguards against loss, damage, or theft of property, as well as establish robust maintenance protocols to preserve the property in good condition. 2. CSG should strictly enforce their actual safeguarding and maintenance procedures to ensure that federal capital expenditures are kept safe and in good working condition. Views of Responsible Officials The State agrees with the finding. Corrective Action is described in the Corrective Action Plan.

Corrective Action Plan

Finding Number 2024-005 Corrective Action Plan (CAP) CSG will draft and implement a policy on Equipment and Real Property Management, specifically regarding safe-guarding equipment and reporting. Policy will include: • A requirement for each department to assign a custodian to manage all capitalized equipment. • A requirement for each department to report all incidents via an Equipment Incident Report form. • Each department will be required to update DAS on the status of all capitalized equipment on a quarterly basis. • A Physical Inventory Count will be done annually to ensure proper reporting of existing equipment. Anticipated Completion Date December 31, 2026 Responsible Person (Contact Details) Jonas Paul, Director (DAS) jpaulckdas@gmail.com Kayviann Hallers Umwech, Internal Control (DAS) kayviannhallers@gmail.com Roxalyn Kaminanga, Chief (DAS) roxalynkaminanga@gmail.com

Categories

Subrecipient Monitoring Equipment & Real Property Management

Other Findings in this Audit

  • 1222853 2024-004
    Material Weakness Repeat
  • 1222854 2024-004
    Material Weakness Repeat
  • 1222855 2024-004
    Material Weakness Repeat
  • 1222856 2024-004
    Material Weakness Repeat
  • 1222857 2024-004
    Material Weakness Repeat
  • 1222858 2024-004
    Material Weakness Repeat
  • 1222859 2024-004
    Material Weakness Repeat
  • 1222860 2024-004
    Material Weakness Repeat
  • 1222861 2024-004
    Material Weakness Repeat
  • 1222862 2024-005
    Material Weakness Repeat
  • 1222863 2024-005
    Material Weakness Repeat
  • 1222864 2024-005
    Material Weakness Repeat
  • 1222865 2024-005
    Material Weakness Repeat
  • 1222866 2024-005
    Material Weakness Repeat
  • 1222867 2024-005
    Material Weakness Repeat
  • 1222868 2024-005
    Material Weakness Repeat
  • 1222869 2024-005
    Material Weakness Repeat
  • 1222871 2024-006
    Material Weakness Repeat
  • 1222872 2024-006
    Material Weakness Repeat
  • 1222873 2024-006
    Material Weakness Repeat
  • 1222874 2024-006
    Material Weakness Repeat
  • 1222875 2024-006
    Material Weakness Repeat
  • 1222876 2024-006
    Material Weakness Repeat
  • 1222877 2024-006
    Material Weakness Repeat
  • 1222878 2024-006
    Material Weakness Repeat
  • 1222879 2024-006
    Material Weakness Repeat
  • 1222880 2024-007
    Material Weakness Repeat
  • 1222881 2024-007
    Material Weakness Repeat
  • 1222882 2024-007
    Material Weakness Repeat
  • 1222883 2024-007
    Material Weakness Repeat
  • 1222884 2024-007
    Material Weakness Repeat
  • 1222885 2024-007
    Material Weakness Repeat
  • 1222886 2024-007
    Material Weakness Repeat
  • 1222887 2024-007
    Material Weakness Repeat
  • 1222888 2024-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.027 SPECIAL EDUCATION GRANTS TO STATES $913,320
15.875 ECONOMIC, SOCIAL, AND POLITICAL DEVELOPMENT OF THE TERRITORIES $387,412
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $318,797
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $176,859
93.116 PROJECT GRANTS AND COOPERATIVE AGREEMENTS FOR TUBERCULOSIS CONTROL PROGRAMS $131,028
93.994 MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES $73,290
93.898 CANCER PREVENTION AND CONTROL PROGRAMS FOR STATE, TERRITORIAL AND TRIBAL ORGANIZATIONS $39,558
93.217 FAMILY PLANNING SERVICES $31,560
93.377 PREVENTION AND CONTROL OF CHRONIC DISEASE AND ASSOCIATED RISK FACTORS IN THE U.S. AFFILIATED PACIFIC ISLANDS, U.S. VIRGIN ISLANDS, AND P. R. $30,592
93.092 AFFORDABLE CARE ACT (ACA) PERSONAL RESPONSIBILITY EDUCATION PROGRAM $27,190
93.788 OPIOID STR $21,054
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $15,291
93.110 SPECIAL PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $11,307
93.069 PUBLIC HEALTH EMERGENCY PREPAREDNESS $2,788