Finding 1221537 (2025-001)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-06-30

AI Summary

  • Core Issue: There is a material weakness in internal controls over compliance related to the Section 8 Housing Choice Voucher program, leading to repeated noncompliance findings.
  • Impacted Requirements: The Authority failed to meet documentation standards set by the Administrative Plan and 24 CFR 982.516, affecting tenant eligibility verification and housing assistance calculations.
  • Recommended Follow-Up: The Authority should review and improve its procedures and controls, address the identified deficiencies in tenant files, and assess the impact on the entire population of tenant files.

Finding Text

Eligibility Housing Voucher Cluster Material weakness in internal control over compliance Material noncompliance (Repeat of Finding 2024-001) Condition: Out of an approximate population of 2,154 Section 8 Housing Choice Voucher tenants the following deficiencies were noted: • Three files did not have support necessary to verify income, • Two files did not have quality control checklists for the current year recertification, • Two files did not have identification for an adult household member, • One file did not have a 9886 form, • One file used the incorrect utility allowance; and • One file did not use the correct income calculation. Criteria: The Authority’s Administrative Plan and 24 CFR 982.516 require the Authority to obtain and maintain documentation necessary to determine tenant eligibility, verify income and family composition, and calculate housing assistance payments accurately and timely. Context: The auditor randomly selected 40 tenant files out of the population, which we consider to be a statistically valid sample size. The auditor reviewed the tenant files and support to ensure that proper procedures are being followed and that the Authority is in compliance with HUD requirements regarding timely, complete, and accurate tenant files. Cause: The Authority experienced staffing and operational challenges and did not have the available staff to follow the established internal controls to ensure proper compliance with regards to the collection of required HUD documentation to verify eligibility and calculate accurate housing assistance payments. Effect: The Authority is not in compliance with HUD requirements regarding eligibility which could result in the incorrect amount of rental assistance provided. Questioned Costs: Unknown. Auditor Recommendations: The Authority should reevaluate their established procedures and controls in place to ensure full compliance in regards to eligibility. The Authority needs to correct the deficiencies noted in the tested files and consider the impact to the rest of the population of tenant files that were not selected as part of the auditor’s sample. Management Response: See Corrective Action Plan.

Corrective Action Plan

Action Taken: The Management of the Authority agrees with the findings. We will implement improved internal controls to ensure that all annual recertifications are performed in a timely manner and that all required documents are kept in an organized manner. The Compliance Specialist will perform monthly quality checks on the files and work with staff to eliminate errors. The HCV Director is the responsible party, and controls will be in place by the end of the September 30, 2026 fiscal year.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1221536 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $23.65M
14.850 PUBLIC HOUSING OPERATING FUND $3.68M
14.872 PUBLIC HOUSING CAPITAL FUND $2.86M
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $98,243