Finding 1221536 (2025-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-06-30

AI Summary

  • Core Issue: Two tenant files lacked necessary income verification, and one used an incorrect income calculation.
  • Impacted Requirements: The Authority failed to meet HUD compliance standards for timely and accurate tenant file management.
  • Recommended Follow-Up: The Authority should review and improve procedures to ensure compliance and address deficiencies in all tenant files.

Finding Text

Eligibility Low Rent Public Housing - AL No. 14.850 Other Matter to be Reported Under the Uniform Guidance (Repeat of Finding 2024-002) Condition: Out of an approximate population of 442 Low Rent Public Housing tenants the following deficiencies were noted: • Two files did not have support necessary to verify income; and • One file did not use the correct income calculation. Criteria: The Authority’s ACOP and 24 CFR 960.259 requires internal controls to be in place to ensure proper procedures are being followed in compliance with HUD requirements regarding timely, complete and accurate tenant files. Context: The auditor randomly selected 40 tenant files out of the population, which we consider to be a statistically valid sample size. The auditor reviewed the tenant files and support to ensure that proper procedures are being followed and that the Authority is in compliance with HUD requirements regarding timely, complete, and accurate tenant files. Cause: The Authority experienced staffing and operational challenges and did not have the available staff to follow the established internal controls to ensure proper compliance regards to the collection of required HUD documentation to verify eligibility and calculate accurate rental income. Effect: The Authority is not in compliance with HUD requirements regarding eligibility which could result in the incorrect amount of rental assistance provided. Questioned Costs: Unknown. Auditor Recommendations: The Authority should reevaluate their established procedures and controls in place to ensure full compliance in regards to eligibility. The Authority needs to correct the deficiencies noted in the tested files and consider the impact to the rest of the population of tenant files that were not selected as part of the auditor’s sample. Management Response: See Corrective Action Plan.

Corrective Action Plan

Action Taken: The Management of the Authority agrees with the findings. We will implement improved internal controls to ensure that all annual recertifications are performed in a timely manner and that all required documents are kept in an organized manner. The Compliance Specialist will perform monthly quality checks on the files and work with staff to eliminate errors. The Director of Asset Management is the responsible party, and controls will be in place by the end of the September 30, 2026 fiscal year.

Categories

HUD Housing Programs Eligibility

Other Findings in this Audit

  • 1221537 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $23.65M
14.850 PUBLIC HOUSING OPERATING FUND $3.68M
14.872 PUBLIC HOUSING CAPITAL FUND $2.86M
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $98,243