Finding 1221267 (2024-007)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2026-06-30

AI Summary

  • Core Issue: Six out of twelve monthly FSRs had overbillings for fringe benefits and indirect costs, violating grant terms.
  • Impacted Requirements: Fringe benefits and indirect costs must align with grant budget percentages, which were not consistently followed.
  • Recommended Follow-Up: Implement a review system for FSR submissions to ensure compliance with grant requirements before submission.

Finding Text

2024-007 Significant Deficiency – Fringe Benefit and Indirect Cost Rate Calculations Criteria and Condition: In order to stay in compliance with federal requirements for allowable activities/allowable costs, the Organization must submit reimbursement requests for fringe and indirect costs based on the budget of the grant. During compliance and control testing for allowable cost/allowable activities, 6 of the 12 monthly FSRs submitted during the year ended December 31, 2024 included overbillings on fringe benefits and indirect costs based on the terms outlined in the grant agreements. Context: As outlined in the awards, fringe benefits should be billed monthly at 10% of eligible wages through October 2024, and at 25% of eligible wages in November and December. Indirect costs should be billed monthly at 5% of total eligible costs through October, and at 10% of eligible costs in November and December. It was also noted that in 3 months, fringe benefits were underbilled. In 3 different months, wages were underbilled and reported net of employee withholding. Cause: In 3 of the 6 months with overbillings, management reported net wages on line 1 of the FSRs for salaries and wages, and reported the employee withholding as fringe benefits on line 2 of the FSRs instead of correctly reporting gross wages plus the applicable fringe rate. Remaining errors are due to reporting errors. Effect: The 6 months of overbilling of fringe and indirect costs resulted in known questioned costs of $61,113. Recommendation: Establish a system of controls to review FSR submissions for grant compliance prior to submission. Views of Responsible Officials and Planned Corrective Action: The chief financial officer will compare the FSR to the grant before submission to ensure the correct rates are used.

Corrective Action Plan

The chief financial officer will compare the FSR to the grant before submission.

Categories

Allowable Costs / Cost Principles Cash Management Reporting Significant Deficiency

Other Findings in this Audit

  • 1221252 2024-004
    Material Weakness Repeat
  • 1221253 2024-005
    Material Weakness Repeat
  • 1221254 2024-006
    Material Weakness Repeat
  • 1221255 2024-007
    Material Weakness Repeat
  • 1221256 2024-008
    Material Weakness Repeat
  • 1221257 2024-009
    Material Weakness Repeat
  • 1221258 2024-004
    Material Weakness Repeat
  • 1221259 2024-005
    Material Weakness Repeat
  • 1221260 2024-006
    Material Weakness Repeat
  • 1221261 2024-007
    Material Weakness Repeat
  • 1221262 2024-008
    Material Weakness Repeat
  • 1221263 2024-009
    Material Weakness Repeat
  • 1221264 2024-004
    Material Weakness Repeat
  • 1221265 2024-005
    Material Weakness Repeat
  • 1221266 2024-006
    Material Weakness Repeat
  • 1221268 2024-008
    Material Weakness Repeat
  • 1221269 2024-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.959 Substance Abuse Prevention & Treatment Block Grant $106,407
93.959 Block Grants for Prevention and Treatment of Substance Abuse $92,707