Finding 1221264 (2024-004)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2026-06-30

AI Summary

  • Core Issue: Missing documentation for federal expenditures led to non-compliance with federal requirements.
  • Impacted Requirements: Inability to evaluate the allowability of costs resulted in questioned costs of $4,500, with potential additional costs of $6,753.
  • Recommended Follow-Up: Implement controls to ensure all expenditure documentation is maintained and accessible, using the new process in bill.com.

Finding Text

2024-004 Significant Deficiency – Missing Support Criteria and Condition: In order to stay in compliance with federal requirements for allowable activities/allowable costs, the Organization must maintain documentation to support allowable federal expenditures. During compliance testing for allowable cost/allowable activities, invoice support could not be provided for 2 sample items totaling $4,500. Context: Allowability of the expenditures under the federal awards could not be evaluated. Cause: Management did not have controls in place to download invoices and support from the vendor and was not able to go back that far when searching for the support when requested for the audit. Effect: The inability to evaluate allowability of expenditures under federal awards resulted in known questioned costs of $4,500, and likely questioned costs of $6,753 based on the projection of the error across the population. Recommendation: Establish a system of controls to maintain support for expenditures. Views of Responsible Officials and Planned Corrective Action: A process has been put in place to keep all backup documentation for expenditures in bill.com. The backup documentation is entered with the invoice for payment.

Corrective Action Plan

A process has been put in place where we use bill.com to keep all backup documentation for expenditures. The backup documentation is entered with the invoice for payment.

Categories

Allowable Costs / Cost Principles Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1221252 2024-004
    Material Weakness Repeat
  • 1221253 2024-005
    Material Weakness Repeat
  • 1221254 2024-006
    Material Weakness Repeat
  • 1221255 2024-007
    Material Weakness Repeat
  • 1221256 2024-008
    Material Weakness Repeat
  • 1221257 2024-009
    Material Weakness Repeat
  • 1221258 2024-004
    Material Weakness Repeat
  • 1221259 2024-005
    Material Weakness Repeat
  • 1221260 2024-006
    Material Weakness Repeat
  • 1221261 2024-007
    Material Weakness Repeat
  • 1221262 2024-008
    Material Weakness Repeat
  • 1221263 2024-009
    Material Weakness Repeat
  • 1221265 2024-005
    Material Weakness Repeat
  • 1221266 2024-006
    Material Weakness Repeat
  • 1221267 2024-007
    Material Weakness Repeat
  • 1221268 2024-008
    Material Weakness Repeat
  • 1221269 2024-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.959 Substance Abuse Prevention & Treatment Block Grant $106,407
93.959 Block Grants for Prevention and Treatment of Substance Abuse $92,707