Finding 1220804 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-06-29
Audit: 405529
Organization: City of Pomona (CA)

AI Summary

  • Core Issue: The City missed the deadline for submitting the audited Financial Data Schedule (FDS) for HUD program 14.881, which was due on 3/31/2025 but submitted late on 7/22/2025.
  • Impacted Requirements: This delay violates program reporting requirements, hindering HUD's ability to effectively monitor the City's financial condition and compliance.
  • Recommended Follow-Up: Management should set clear timelines and milestones for completing the Annual Comprehensive Financial Report (ACFR) to ensure timely FDS submissions in the future.

Finding Text

Finding SA2025-001 (Significant Deficiency) Grantor: U.S. Department of Housing and Urban Development Program Name: Moving to Work Demonstration Assistance Listing No: 14.881 Criteria: Program participants are required to submit audited financial reporting, including the FDS when applicable, in accordance with established deadlines and reporting requirements. Timely submission is necessary to demonstrate compliance with program reporting obligations and to support effective monitoring and oversight. Condition: The City did not submit the audited Financial Data Schedule (FDS) report for fiscal year 2024 within the required reporting deadline for HUD program 14.881. The audited FDS for FY2024 was due 3/31/2025 but was not submitted until 7/22/2025. Cause: The audited FDS submission was delayed due to the delayed completion of the City’s Annual Comprehensive Financial Report (ACFR), which affected the timing of the City’s audit reporting and related submission process. Effect: Failure to submit the audited FDS timely constitutes noncompliance with program reporting requirements and may impair HUD’s ability to monitor the City’s financial condition and program compliance. Recommendation: Management should establish timelines and interim milestones for completion of the City’s Annual Comprehensive Financial Report (ACFR) that support timely completion and submission of the City’s audited FDS by the 3/31 deadline. Management's Responses:: The City concurs with the importance of timely reporting and compliance. Both FY2024 and FY2025 have reporting delays due to staffing turnover and due to the implementation of new accounting software replacing legacy software that was over 30 years old. The implementation process consumed more time than the City anticipated thus delaying timely reporting. The City expects FY2026 to show significant improvement.

Corrective Action Plan

Finding Reference Number: SA2025-001 Late Submission of FDS (Significant Deficiency) Contact Person: Raul Marquez, Accounting Supervisor Corrective Action Plan: Management will establish timelines and interim milestones for completion of the City’s Annual Comprehensive Financial Report (ACFR) that support timely completion and submission of the City’s audited FDS by the 3/31 deadline. Anticipated Completion Date: June 30, 2026

Categories

Subrecipient Monitoring HUD Housing Programs Reporting Significant Deficiency Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $23.07M
14.881 MOVING TO WORK DEMONSTRATION PROGRAM $21.17M
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $17.37M
14.U01 Emergency Housing Voucher $2.18M
14.879 MAINSTREAM VOUCHERS $885,836
14.913 HEALTHY HOMES PRODUCTION PROGRAM $572,907
14.267 CONTINUUM OF CARE PROGRAM $523,558
20.205 HIGHWAY PLANNING AND CONSTRUCTION $316,810
20.608 MINIMUM PENALTIES FOR REPEAT OFFENDERS FOR DRIVING WHILE INTOXICATED $211,126
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $187,752
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $185,000
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $154,909
16.922 EQUITABLE SHARING PROGRAM $146,264
14.896 FAMILY SELF-SUFFICIENCY PROGRAM $128,156
97.067 HOMELAND SECURITY GRANT PROGRAM $118,254
15.904 HISTORIC PRESERVATION FUND GRANTS-IN-AID $40,000
21.000 Federal Equitable Sharing $25,692
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $17,255
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $15,825
20.616 NATIONAL PRIORITY SAFETY PROGRAMS $12,782
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $12,238
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $10,783
14.900 LEAD HAZARD REDUCTION GRANT PROGRAM $5,949
14.921 OLDER ADULTS HOME MODIFICATION GRANT PROGRAM $5,289
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $910