Finding 1220076 (2024-005)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2026-06-29

AI Summary

  • Core Issue: The Organization improperly charged $17,166 in occupancy costs to federal programs for owned buildings, violating Uniform Guidance rules.
  • Impacted Requirements: Charges for owned facilities must be based on allowable costs like depreciation, not rent equivalents or mortgage payments.
  • Recommended Follow-Up: Discontinue unallowable charges and ensure future costs comply with Uniform Guidance; update policies to reflect proper methodologies.

Finding Text

Criteria: Uniform Guidance requires that when a non-federal organization owns a building, allowable facility costs charged to a federal award are generally limited to depreciation, properly computed and allocated to the benefiting programs. Charges equivalent to rent or mortgage principal payments are not an allowable method of recovering facility costs for owned property. Interest on borrowed capital is generally unallowable, except in limited circumstances and only when specific conditions are met under Uniform Guidance and applicable award terms. Condition: During testing and expanded procedures, it was identified that the Organization charged occupancy costs totaling $17,166 to the federal program for buildings it owns. The Organization developed and applied a methodology to calculate a fair market value rental rate for its facilities and charged this rate to the program. In addition, the Organization occasionally charged actual mortgage payments directly to the grant. These practices are not consistent with Uniform Guidance requirements for allowable occupancy costs. Cause: This condition appears to result from a misunderstanding of federal cost principles and reliance on informal guidance from external parties. Management indicated that it was advised that mortgage costs could not be charged, and subsequently developed a fair market value rental methodology based on discussions with other nonprofit organizations. However, the Organization did not establish controls to ensure that its methodology complied with Uniform Guidance. Effect: As a result, the Organization utilized an unallowable methodology to charge occupancy costs to the federal program, leading to noncompliance with federal requirements. The issue is pervasive in nature and resulted in questioned costs totaling $17,165.51. Recommendation: The Organization should discontinue charging rent equivalents or mortgage payment amounts to federal programs for owned facilities. Going forward, management should charge allowable facility costs using depreciation, computed in accordance with Uniform Guidance and properly allocated to benefiting programs. Management should also ensure that any interest costs charged to federal awards, if any, are specifically allowable under Uniform Guidance and the terms of the award and are supported by appropriate documentation and approvals. Management’s Response: Management acknowledged the finding and stated that the occupancy charges were intended to recover facility costs incurred in operating the federal program. Management indicated that policies and procedures will be updated to ensure compliance with Uniform Guidance requirements for charging facility costs to federal awards.

Corrective Action Plan

Recommendations: Management should discontinue charging rent equivalents or mortgage payment amounts to federal programs for owned facilities. Going forward, management should charge allowable facility costs using depreciation, computed in accordance with Uniform Guidance and properly allocated to benefiting programs. Management should also ensure that any interest costs charged to federal awards, if any, are specifically allowable under Uniform Guidance and the terms of the award and are supported by appropriate documentation and approvals. Views of responsible officials and planned corrective actions: Management acknowledged the finding and stated that the occupancy charges were intended to recover facility costs incurred in operating the federal program. Management indicated that policies and procedures will be updated to ensure compliance with Uniform Guidance requirements for charging facility costs to federal awards. Anticipated Completion Date: September 30, 2026

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1220060 2024-001
    Material Weakness Repeat
  • 1220061 2024-002
    Material Weakness Repeat
  • 1220062 2024-003
    Material Weakness Repeat
  • 1220063 2024-004
    Material Weakness Repeat
  • 1220064 2024-005
    Material Weakness Repeat
  • 1220065 2024-006
    Material Weakness Repeat
  • 1220066 2024-001
    Material Weakness Repeat
  • 1220067 2024-002
    Material Weakness Repeat
  • 1220068 2024-003
    Material Weakness Repeat
  • 1220069 2024-004
    Material Weakness Repeat
  • 1220070 2024-005
    Material Weakness Repeat
  • 1220071 2024-006
    Material Weakness Repeat
  • 1220072 2024-001
    Material Weakness Repeat
  • 1220073 2024-002
    Material Weakness Repeat
  • 1220074 2024-003
    Material Weakness Repeat
  • 1220075 2024-004
    Material Weakness Repeat
  • 1220077 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $218,066
93.870 MATERNAL, INFANT AND EARLY CHILDHOOD HOME VISITING GRANT $159,119
93.778 GRANTS TO STATES FOR MEDICAID $14,800
93.556 MARYLEE ALLEN PROMOTING SAFE AND STABLE FAMILIES PROGRAM $7,114
93.590 COMMUNITY-BASED CHILD ABUSE PREVENTION GRANTS $2,006