Finding 1219645 (2025-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-06-26

AI Summary

  • Core Issue: The single audit reporting package was submitted late for the fourth consecutive year, violating 2 CFR 200.512 requirements.
  • Impacted Requirements: Timely submission is required within nine months after the fiscal year end; delays have led to a high-risk auditee designation.
  • Recommended Follow-Up: Implement a board-approved audit readiness calendar to ensure records are reconciled within 90 days and submissions are made by April each year.

Finding Text

Finding 2025-002 - Untimely Submission of the Single Audit Reporting Package to the Federal Audit Clearinghouse (Repeat) Programs: Entity-wide, all federal awards Compliance Requirement: Audit submission, 2 CFR 200.512 (nine months after fiscal year end) Classification: Noncompliance Criteria: 2 CFR 200.512(a) requires submission of the single audit reporting package to the Federal Audit Clearinghouse within nine months after fiscal year end (June 30, 2026 for the fiscal year ended September 30, 2025). Condition: The fiscal year 2025 single audit is the fourth consecutive audit completed near or after the regulatory deadline. The fiscal year 2022, 2023, and 2024 packages were each submitted late; the fiscal year 2024 package was submitted in March 2026, approximately nine months late. Cause: Delays in audit readiness, including accounting system recovery issues in prior years, delayed availability of client records and monitoring documentation, and compressed engagement timelines. Effect: High-risk auditee designation; the Texas Department of Housing and Community Affairs withheld CEAP award funding as a direct consequence; and potential for additional grantor sanctions and enhanced monitoring. Questioned Costs: None Repeat Finding: Yes. Repeat of Finding 2024-004; fourth consecutive year. Recommendation: Adopt a board-approved audit readiness calendar with records closed and reconciled within 90 days of fiscal year end; engage the auditor by December; deliver complete supporting documentation by February; and target Federal Audit Clearinghouse submission by April each year. Views of Responsible Officials and Planned Corrective Action: Management's response is presented in the accompanying Corrective Action Plan.

Corrective Action Plan

Finding 2025-002 - Untimely Submission of the Single Audit Reporting Package to the Federal Audit Clearinghouse Noncompliance | Repeat Finding | Entity-Wide Questioned Costs: None Repeat Finding: Yes - repeat of Finding 2024-004; fourth consecutive year Responsible Official(s): Juan E. Rodriguez, Executive Director (primary); Josafat Saldivar, Finance Director Anticipated Completion Date: June 30, 2027 (for the fiscal year 2026 single audit cycle) Management Response: STDC concurs with the finding. The fiscal year 2024 single audit reporting package was submitted to the Federal Audit Clearinghouse after the nine-month regulatory deadline, marking the fourth consecutive year of late submission. STDC understands that timely submission is essential to maintaining compliance and to supporting removal of its high-risk auditee designation. Corrective Action to Be Taken: STDC will adopt a board-approved audit readiness calendar under which year-end records are closed and reconciled within 90 days of fiscal year end, the auditor is engaged by December, and complete supporting documentation is delivered to the auditor by February. STDC will target Federal Audit Clearinghouse submission by April of each year, well ahead of the nine-month deadline. For the fiscal year 2025 audit, STDC has worked to complete the engagement on an accelerated schedule with a target submission on or before the June 30, 2026 deadline. Achieving timely submission for the fiscal year 2025 cycle and maintaining it thereafter is expected to support removal of the high-risk auditee designation in a future audit cycle.

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

  • 1219603 2025-001
    Material Weakness Repeat
  • 1219604 2025-001
    Material Weakness Repeat
  • 1219605 2025-001
    Material Weakness Repeat
  • 1219606 2025-001
    Material Weakness Repeat
  • 1219607 2025-001
    Material Weakness Repeat
  • 1219608 2025-001
    Material Weakness Repeat
  • 1219609 2025-002
    Material Weakness Repeat
  • 1219610 2025-002
    Material Weakness Repeat
  • 1219611 2025-002
    Material Weakness Repeat
  • 1219612 2025-002
    Material Weakness Repeat
  • 1219613 2025-002
    Material Weakness Repeat
  • 1219614 2025-002
    Material Weakness Repeat
  • 1219615 2025-002
    Material Weakness Repeat
  • 1219616 2025-002
    Material Weakness Repeat
  • 1219617 2025-002
    Material Weakness Repeat
  • 1219618 2025-002
    Material Weakness Repeat
  • 1219619 2025-002
    Material Weakness Repeat
  • 1219620 2025-002
    Material Weakness Repeat
  • 1219621 2025-002
    Material Weakness Repeat
  • 1219622 2025-002
    Material Weakness Repeat
  • 1219623 2025-002
    Material Weakness Repeat
  • 1219624 2025-002
    Material Weakness Repeat
  • 1219625 2025-002
    Material Weakness Repeat
  • 1219626 2025-002
    Material Weakness Repeat
  • 1219627 2025-002
    Material Weakness Repeat
  • 1219628 2025-002
    Material Weakness Repeat
  • 1219629 2025-002
    Material Weakness Repeat
  • 1219630 2025-002
    Material Weakness Repeat
  • 1219631 2025-002
    Material Weakness Repeat
  • 1219632 2025-002
    Material Weakness Repeat
  • 1219633 2025-002
    Material Weakness Repeat
  • 1219634 2025-002
    Material Weakness Repeat
  • 1219635 2025-002
    Material Weakness Repeat
  • 1219636 2025-002
    Material Weakness Repeat
  • 1219637 2025-002
    Material Weakness Repeat
  • 1219638 2025-002
    Material Weakness Repeat
  • 1219639 2025-002
    Material Weakness Repeat
  • 1219640 2025-002
    Material Weakness Repeat
  • 1219641 2025-002
    Material Weakness Repeat
  • 1219642 2025-002
    Material Weakness Repeat
  • 1219643 2025-002
    Material Weakness Repeat
  • 1219644 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.917 HIV CARE FORMULA GRANTS $1.39M
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $655,477
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $583,468
93.052 NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E $225,118
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $193,720
93.569 COMMUNITY SERVICES BLOCK GRANT $116,455
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $100,675
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $65,358
11.302 ECONOMIC DEVELOPMENT SUPPORT FOR PLANNING ORGANIZATIONS $37,615
97.067 HOMELAND SECURITY GRANT PROGRAM $30,000
93.043 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART D, DISEASE PREVENTION AND HEALTH PROMOTION SERVICES $29,015
93.747 ELDER ABUSE PREVENTION INTERVENTIONS PROGRAM $10,531
93.324 STATE HEALTH INSURANCE ASSISTANCE PROGRAM $5,497
93.041 SPECIAL PROGRAMS FOR THE AGING, TITLE VII, CHAPTER 3, PROGRAMS FOR PREVENTION OF ELDER ABUSE, NEGLECT, AND EXPLOITATION $4,849
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $1,743
93.791 MONEY FOLLOWS THE PERSON REBALANCING DEMONSTRATION $707
93.071 MEDICARE ENROLLMENT ASSISTANCE PROGRAM $204