Finding 1216196 (2025-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-05-31

AI Summary

  • Core Issue: The Data Collection Form for FY25 was submitted late, missing the March 31, 2026 deadline.
  • Impacted Requirements: Submission of the Data Collection Form must occur within 30 days of audit report issuance or nine months after the fiscal year ends.
  • Recommended Follow-Up: Management should enhance audit planning and coordination to ensure timely completion and submission of required documents.

Finding Text

2025-002 – Pathways, AL# 17.270, HeadStart Cluster, AL# 93.600, Supportive Services for Veteran Families, AL# 64.033, Other Findings Condition The Data Collection Form for the FY25 audit was not submitted to the Federal Audit Clearinghouse by the nine-month March 31, 2026 deadline. Criteria The Data Collection Form is required to be submitted by the earlier of 30 days from audit report issuance or nine months from fiscal year end. Cause The FY25 audit was not completed by March 31, 2026. Effect The Data Collection Form was submitted late. Questioned Cost Amount $-0- Perspective Information N/A Repeat Finding N/A Recommendation Management should take steps to ensure that the audit is completed timely and the Data Collection Form is submitted before the deadline. View of Responsible Officials and Planned Corrective Action Management concurs with the finding and will: • Establish an earlier audit planning timeline with the external auditor to ensure audit fieldwork, review, and issuance are completed prior to federal submission deadlines. • Strengthening coordination between program management and the finance team to ensure year-end reconciliations, schedules, and audit support documentation are completed in a timely manner. • Implement a structured year-end close calendar led by the finance team to support timely audit completion. • Require the finance team to prepare audit support packages earlier in the audit cycle, including trial balances and reconciliation schedules. • Conduct ongoing monthly and quarterly reconciliations to ensure financial records are accurate and audit-ready.

Corrective Action Plan

Management concurs with the finding and will:  Establish an earlier audit planning timeline with the external auditor to ensure audit fieldwork, review, and issuance are completed prior to federal submission deadlines.  Strengthening coordination between program management and the finance team to ensure year-end reconciliations, schedules, and audit support documentation are completed in a timely manner.  Implement a structured year-end close calendar led by the finance team to support timely audit completion.  Require the finance team to prepare audit support packages earlier in the audit cycle, including trial balances and reconciliation schedules.  Conduct ongoing monthly and quarterly reconciliations to ensure financial records are accurate and audit-ready.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1216190 2025-001
    Material Weakness Repeat
  • 1216191 2025-001
    Material Weakness Repeat
  • 1216192 2025-002
    Material Weakness Repeat
  • 1216193 2025-002
    Material Weakness Repeat
  • 1216194 2025-002
    Material Weakness Repeat
  • 1216195 2025-002
    Material Weakness Repeat
  • 1216197 2025-003
    Material Weakness Repeat
  • 1216198 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 HEADSTART $11.62M
93.600 EARLY HEADSTART $3.69M
17.270 PATHWAYS #3 $1.32M
64.033 VA SUPPORTIVE SERVICES FOR VETERAN FAMILIES PROGRAM $1.15M
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $675,736
10.558 CHILD AND ADULT CARE FOOD PROGRAM $585,810
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $555,735
93.569 COMMUNITY SERVICES BLOCK GRANT $552,511
17.270 PATHWAYS #5 $475,587
17.280 WORC $277,826
17.805 HOMELESS VETERANS€™ REINTEGRATION PROGRAM $213,367
16.830 GIRLS UNITED $161,886
16.575 CRIME VICTIM ASSISTANCE $96,546
93.597 GRANTS TO STATES FOR ACCESS AND VISITATION PROGRAMS $87,614
16.812 SECOND CHANCE ACT REENTRY INITIATIVE $85,137
16.736 TRANSITIONAL HOUSING ASSISTANCE FOR VICTIMS OF DOMESTIC VIOLENCE, DATING VIOLENCE, STALKING, OR SEXUAL ASSAULT $44,618
16.726 JUVENILE MENTORING PROGRAM $38,432
81.042 WEATHERIZATION ASSISTANCE FOR LOW-INCOME PERSONS $29,327
21.009 VOLUNTEER INCOME TAX ASSISTANCE (VITA) MATCHING GRANT PROGRAM $14,661
14.169 HOUSING COUNSELING ASSISTANCE PROGRAM $11,019
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $603