Finding 1215974 (2024-002)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2026-05-29

AI Summary

  • Core Issue: The Organization lacks proper timesheets and documentation for tracking employee hours worked by program, violating 2 CFR § 200.430.
  • Impacted Requirements: Failure to document actual employee activity limits the ability to show how personnel costs are allocated across federal programs.
  • Recommended Follow-Up: Strengthen timekeeping policies by using the new UKG system for accurate tracking and approval of hours worked, ensuring compliance with federal requirements.

Finding Text

Finding 2024-002, Timesheet – Timekeeping (Assistance Listings 19.510, 93.566, 93.583 and 93.576) Criteria: 2 CFR § 200.430 requires that the distribution of salary and wages charged to federal awards be based on actual employee activity as reflected in personnel activity reports (timesheets), prepared after-the-fact, and includes the total activity for which employees were compensated. Condition and Context: The Organization does not maintain functional timesheets and/or other documentation of the allocation of hours worked by program. Cause: Internal controls over the accurate distribution of hours on the timesheets were not operating effectively or designed properly. Effect: This lack of documented time and allocation limits the Organization’s ability to demonstrate how personnel costs are distributed across its programs and funding sources. Identification as a repeat finding: Yes. Questioned costs: None. Recommendation: We recommend that the Organization strengthen its policies and procedures for the timekeeping and distribution of the employees’ hours in accordance with the requirements of the federal programs. View of responsible officials: Management has reviewed the finding, noting the inherent complexity of time allocation in our operational environment. Because our personnel routinely serve multiple clients simultaneously across various federal grants, tracking exact hours per case presents a significant administrative challenge. Furthermore, the delayed receipt of the FY23 audit-delivered post-FY24-precluded the implementation of procedural adjustments during the audited timeframe. To address our operational realities and ensure strict, ongoing adherence to 2 CFR § 200.430, the Organization immediately instituted systemic enhancements for FY25. The Organization has transitioned all time tracking to a streamlined, system-driven process within our UKG platform: • Integrated UKG Time Tracking and Approvals: All employees are now required to punch in and out directly through the UKG system, efficiently assigning their actual hours worked to specific program and grant codes to generate functional, after-the-fact timesheets. To further streamline this documentation, the Organization is gradually transitioning our existing supervisory reviews into UKG’s electronic sign-off workflow, which will centralize our approval records and ensure accurate distribution across federal awards. By standardizing time tracking in UKG and refining our approval process, the Organization has alleviated the manual tracking burden on our staff while maintaining an audit-ready system to resolve this finding.

Corrective Action Plan

Management has reviewed the finding, noting the inherent complexity of time allocation in our operational environment. Because our personnel routinely serve multiple clients simultaneously across various federal grants, tracking exact hours per case presents a significant administrative challenge. Furthermore, the delayed receipt of the FY23 audit-delivered post-FY24-precluded the implementation of procedural adjustments during the audited timeframe. To address our operational realities and ensure strict, ongoing adherence to 2 CFR § 200.430, the agency immediately instituted systemic enhancements for FY25. The Organization has transitioned all time tracking to a streamlined, system-driven process within our UKG platform: • Integrated UKG Time Tracking and Approvals: All employees are now required to punch in and out directly through the UKG system, efficiently assigning their actual hours worked to specific program and grant codes to generate functional, after-the-fact timesheets. To further streamline this documentation, the Organization is gradually transitioning our existing supervisory reviews into UKG’s electronic sign-off workflow, which will centralize our approval records and ensure accurate distribution across federal awards.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1215963 2024-001
    Material Weakness Repeat
  • 1215964 2024-002
    Material Weakness Repeat
  • 1215965 2024-004
    Material Weakness Repeat
  • 1215966 2024-001
    Material Weakness Repeat
  • 1215967 2024-002
    Material Weakness Repeat
  • 1215968 2024-004
    Material Weakness Repeat
  • 1215969 2024-001
    Material Weakness Repeat
  • 1215970 2024-002
    Material Weakness Repeat
  • 1215971 2024-003
    Material Weakness Repeat
  • 1215972 2024-004
    Material Weakness Repeat
  • 1215973 2024-001
    Material Weakness Repeat
  • 1215975 2024-003
    Material Weakness Repeat
  • 1215976 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $1.88M
93.576 REFUGEE AND ENTRANT ASSISTANCE DISCRETIONARY GRANTS $1.29M
19.510 U.S. REFUGEE ADMISSIONS PROGRAM $1.13M
93.583 REFUGEE AND ENTRANT ASSISTANCE WILSON/FISH PROGRAM $321,259
93.048 SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS $117,810
93.567 REFUGEE AND ENTRANT ASSISTANCE VOLUNTARY AGENCY PROGRAMS $116,267
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $32,950
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $6,000