Finding 1214409 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-05-11

AI Summary

  • Core Issue: Inaccurate reporting of disbursement records for Federal Pell Grants and Direct Loans due to a system error in the Regent software.
  • Impacted Requirements: Failure to comply with 34 CFR 690.83(b)(2) and reporting requirements set by the U.S. Department of Education, risking rejection of disbursement records.
  • Recommended Follow-Up: Update the Regent system to correct data mapping errors and submit a correction file to the COD system; conduct regular reviews of COD reports for accuracy.

Finding Text

SCHEDULE OF FINDINGS AND QUESTIONED COSTS for the year ended December 31, 2025 Section III – Federal Award Findings and Questioned Costs Finding 2025-001 – Inaccurate Reporting of Disbursement Records Grantor: U.S. Department of Education Program: Student Financial Assistance Cluster Assistance Listing#: 84.063, 84.268 Award Title: Federal Pell Grant Program, Federal Direct Student Loan Program Award Years: 7/2024 – 6/2026 Criteria 34 CFR 690.83(b)(2): An institution shall submit, in accordance with deadline dates established by the Secretary, through publication in the Federal Register, other reports and information the Secretary requires and shall comply with the procedures the Secretary finds necessary to ensure that the reports are correct. Federal Register Volume 86, Issue 119 (June 24, 2021) – 86 FR 33246: An institution must submit Pell Grant, Iraq and Afghanistan Service Grant, Direct Loan, and TEACH Grant disbursement records to the U.S. Department of Education’s (ED) Common Origination and Disbursement (COD) system. Per the 2025 OMB Compliance Supplement, key reporting requirements include award amount, enrollment date, verification status code (when the applicant is selected for verification), transaction number, cost of attendance, and the “Academic Start Date” and “Academic End Date”. Condition Of the population of students who were disbursed Federal Pell Grants and/or Direct Loans during the period January 1, 2025 through December 31, 2025, 25 students were selected to validate that the disbursement information was timely and accurately submitted to the COD system within 15 days of funds being disbursed to the student. Of the 25 students selected, seven instances were noted where the incorrect cost of attendance (COA) amount was reported to the COD system which did not match underlying student account detail within Regent, Brigham Young University-Idaho’s (the University’s) student financial aid (SFA) system. The differences between the COD reported amount and the amount within Regent ranged from $763 to $9,600. Cause The seven instances relate to a system error within Regent that occurred after the final term of the financial aid year when student records were transmitted again to the COD system. During the transmission process, the system applied incorrect data mapping logic, resulting in COA values being sourced from an incorrect data table rather than the table used for determining student eligibility with the system of record. As a result, the COA amounts within Regent remained accurate for purposes of calculating student eligibility for Title IV aid; however, incorrect COA amounts were transmitted to the COD system. Effect The University’s failure to submit accurate disbursement records may result in the ED rejecting all or part of the reported disbursement and/or additional adverse actions in accordance with 34 CFR 668. None of the exceptions noted affected the amount of aid awarded to the sampled students. Questioned Costs None. Repeat Finding in the Prior Year No. Recommendation We recommend that the University work with Regent to implement an update to the script that pulls the COA for reporting purposes and submit a correction file to the COD system for the affected students. Additionally, we recommend that management perform periodic review of reports to the COD system to ensure data is reported accurately. Management’s View and Corrective Action Plan Management’s response is reported in management’s views and corrective action plan included at the end of this report.

Corrective Action Plan

Management’s Views and Corrective Action Plan For the year ended December 31, 2025 Finding 2025-001 Inaccurate Reporting of Disbursement Records Grantor: U.S. Department of Education Program: Student Financial Assistance Cluster Assistance Listing#: 84.063, 84.268 Award Title: Federal Pell Grant Program, Federal Direct Student Loan Program Award Years: 7/2024 – 6/2026 Management agrees with the finding and proposes the following corrective action plan: Corrective Action Plan: Regent (our financial aid management software provider) is addressing the system error and has determined where the data error occurred. Regent will provide a software fix by August 2026. This will include a script to correct the Pell COA within the system, and a subsequent correction file will be sent to COD for these students with the correct Pell COA. BYUI has developed a monitoring report and will conduct quarterly reviews of all Pell COA data transmitted to COD to ensure ongoing accuracy. Completion Date: August 2026 (estimated) Kenneth Jackson BYU-Idaho Director of Financial Aid jacksonken@byui.edu (208) 496-1610

Categories

Student Financial Aid Reporting

Other Findings in this Audit

  • 1214406 2025-001
    Material Weakness Repeat
  • 1214407 2025-002
    Material Weakness Repeat
  • 1214408 2025-003
    Material Weakness Repeat
  • 1214410 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $76.91M
84.268 FEDERAL DIRECT STUDENT LOANS $31.90M
93.859 BIOMEDICAL RESEARCH AND RESEARCH TRAINING $150,746