Finding 1211090 (2025-002)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-04-30

AI Summary

  • Core Issue: There was a material weakness in internal controls, leading to an incorrect payroll allocation for federal grants.
  • Impacted Requirements: Payroll allocations must match timesheet records to comply with federal regulations.
  • Recommended Follow-Up: Update the cost allocation methodology to ensure accurate alignment with grant expenditures.

Finding Text

Finding 2025-002: Allowable costs and activities – material weakness in internal controls over compliance and compliance finding. Coronavirus State and Local Fiscal Recovery Funds ALN 21.027 Criteria: Payroll allocations should match timesheet records. The Organization’s internal control procedures over compliance specify that all employees timesheets and hours agree to the payroll register and amount allocated to the grant activities to be compliant with the Code of Federal Regulations. Condition: During payroll cost testing for federal grants, for 1 of the 40 payroll transactions tested, the allocation of the pay was incorrectly calculated. Cause: Allocation error was not caught during the review process. Effect: The Organization overcharge the grant by $14.85. Questioned Costs: None Recommendation: In order to comply with the Uniform Guidance federal regulations, we recommend a cost allocation methodology be updated so that amounts charged to the grant are aligned with grant expenditures. Management’s Response: See corrective action plan.

Corrective Action Plan

Finding 2025-002: Allowable Costs and Activities – Material Weakness in Internal Controls over Compliance Management Response: Management acknowledges the finding and agrees that improvements are necessary in the design and execution of internal controls related to allowable costs and activities for federal programs. The audit identified inconsistencies in how grant expenditures were reviewed, approved, and supported, as well as gaps in ensuring costs charged to grants were fully aligned with applicable requirements. This condition arose during a period of organizational transition, including changes in financial leadership, combined with increased volume and complexity of federal funding. These factors contributed to inconsistencies in control execution, documentation, and oversight. To address this finding, management is implementing the following corrective actions: • Enhancing policies and procedures governing allowable costs to ensure alignment with federal grant requirements • Strengthening pre- and post-expenditure review processes to verify that all costs charged to grants are allowable, properly supported, and accurately recorded • Implementing formal, documented reconciliation procedures for grant expenditures on a monthly basis • Establishing secondary review controls involving both the Controller and CFO to ensure compliance and accuracy • Providing targeted training to program and finance staff on allowable cost principles and grant compliance requirements • Improving documentation standards to ensure all approvals and supporting evidence are complete and audit-ready. Responsible party: Brenda Colon, CFO Expected Completion Date: October 2026.

Categories

Allowable Costs / Cost Principles Material Weakness

Other Findings in this Audit

  • 1211083 2025-001
    Material Weakness Repeat
  • 1211084 2025-002
    Material Weakness Repeat
  • 1211085 2025-003
    Material Weakness Repeat
  • 1211086 2025-001
    Material Weakness Repeat
  • 1211087 2025-002
    Material Weakness Repeat
  • 1211088 2025-003
    Material Weakness Repeat
  • 1211089 2025-001
    Material Weakness Repeat
  • 1211091 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $584,570
16.575 CRIME VICTIM ASSISTANCE $334,644
93.137 COMMUNITY PROGRAMS TO IMPROVE MINORITY HEALTH $261,464
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $200,274