Finding 1211089 (2025-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-04-30

AI Summary

  • Core Issue: There is a material weakness in internal controls over compliance related to payroll allocations for federal grants.
  • Impacted Requirements: Payroll costs must be reviewed by the CFO and accurately documented per federal regulations.
  • Recommended Follow-Up: Update the cost allocation methodology to ensure payroll charges align with actual expenditures before reimbursement requests.

Finding Text

Finding 2025-001: Allowable costs and activities – material weakness in internal controls over compliance and compliance finding. Coronavirus State and Local Fiscal Recovery Funds ALN 21.027 Criteria: The Organization’s internal control procedures over compliance specify that all payroll allocations are reviewed by the CFO prior to being submitted for reimbursement. Additionally, the Code of Federal Regulations stipulates that all costs charged to the grant are adequately documented. Condition: During payroll cost testing for federal grants, for 4 of the 40 payroll transactions tested, the pay rate charged to the grant did not agree to the approved pay rate. Cause: The Organization charges payroll to the grant using a standardized budgeted hourly rate rather than actual payroll and differences were not reconciled and corrected prior to the request for reimbursement submission. Effect: The Organization undercharged the grant by $87.44. Questioned Costs: None Recommendation: In order to comply with the Uniform Guidance federal regulations, we recommend a cost allocation methodology be updated so that amounts charged to the grant are aligned with grant expenditures. Management’s Response: See corrective action plan.

Corrective Action Plan

Finding 2025-001: Allowable Costs and Activities – Material Weakness in Internal Controls over Compliance Management Response: Management acknowledges the finding and agrees that improvements are required in internal controls over compliance related to allowable costs and activities. This condition arose during a period of organizational transition and increased complexity in funding sources and compliance requirements, which impacted consistency in control execution. Under the direction of the CFO, the organization is implementing the following corrective actions for the upcoming fiscal year: • Strengthening review and approval processes over grant expenditures and payroll allocations • Implementing formal, documented monthly reconciliations for all grant-related accounts • Establishing secondary review controls between the Controller and Accounting Clerk to ensure accuracy and compliance • Providing targeted training under the direction of the CFO for staff involved in financial reporting and grant compliance • Enhancing documentation standards to ensure all control activities are properly evidenced and audit-ready The organization has also reinforced financial leadership capacity to ensure appropriate oversight, adherence to GAAP, and alignment with federal compliance requirements. Responsible party: Brenda Colon, CFO Expected Completion Date: October 2026.

Categories

Allowable Costs / Cost Principles Cash Management Material Weakness

Other Findings in this Audit

  • 1211083 2025-001
    Material Weakness Repeat
  • 1211084 2025-002
    Material Weakness Repeat
  • 1211085 2025-003
    Material Weakness Repeat
  • 1211086 2025-001
    Material Weakness Repeat
  • 1211087 2025-002
    Material Weakness Repeat
  • 1211088 2025-003
    Material Weakness Repeat
  • 1211090 2025-002
    Material Weakness Repeat
  • 1211091 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $584,570
16.575 CRIME VICTIM ASSISTANCE $334,644
93.137 COMMUNITY PROGRAMS TO IMPROVE MINORITY HEALTH $261,464
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $200,274