Finding 1210811 (2025-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-04-29

AI Summary

  • Core Issue: The University failed to update student enrollment data in NSLDS within the required timeframe, with 2 out of 40 records exceeding 60 days.
  • Impacted Requirements: Compliance with 34 CFR 685.309(b) and 34 CFR 682.610, which mandate timely reporting of enrollment status changes.
  • Recommended Follow-Up: The University should enhance its reporting procedures to ensure accurate and timely updates to NSLDS as per federal regulations.

Finding Text

Federal Agency: United States Department of Education Federal Program Name: Student Financial Aid Assistance Listing Number: Student Financial Aid Cluster Award Period: August 1, 2024 to July 31, 2025 Type of Finding: • Significant Deficiency in Internal Control Over Compliance • Other Matters Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 685.309(b), states schools must have some arrangement to report student enrollment data to NSLDS through an enrollment roster file. The school is required to report changes in the student’s enrollment status, the effective date of the status, and an anticipated completion date. Also, the Code of Federal Regulations, 34 CFR 682.610, states that institutions must report accurately the enrollment status of all students regardless if they receive aid from the institution or not. Changes to said status are required to be reported within 30 days of becoming aware of the status change, or with the next scheduled transmission of statuses if the scheduled transmission is within 60 days. There are two categories of enrollment information; "Campus Level" and "Program Level," both of which need to be reported accurately and have separate record types. Condition: During our testing, we noted the following errors in NSLDS recording: 1.) 2 out of 40 students had instances greater than 60 days where their records were not updated. Questioned Costs: None Context: Some updates to NSLDS were not completed in a timely manner. Cause: The University did not have a process in place to ensure all graduates had accurate information updated in NSLDS in a timely fashion. Effect or Potential Effect of Finding: The NSLDS system is not updated with the student information which can cause a student to not properly enter the repayment period. Repeat Finding: No. Recommendation: We recommend the University review its reporting procedures to ensure the students’ statuses are accurately and timely reported to NSLDS as required by regulations. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

National Student Loan Data System (NSLDS) Enrollment Reporting Recommendation: We recommend the University review its reporting procedures to ensure the students’ statuses are accurately and timely reported to NSLDS as required by regulations. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The reporting data wasn’t being sent timely to NSLDS, as a result of process and procedural changes at the University. With new personnel in positions and changing processes, management is confident in data feeding NSLDS within the 60 day period after thorough review of the process overall. This includes a remediation effort of IT data feeds to the NSLDS and the compilation of data. As the enrollment data is not sent on a daily/frequent basis, the next reporting cycle (coming month), the process will be investigated and triaged as necessary. Names of the contact persons responsible for corrective action: Josh Perkins, AVP – Finance/Admin; Kevin Klawonn, Director - IT Planned completion date for corrective action plan: 6/1/2026

Categories

Student Financial Aid Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1210798 2025-001
    Material Weakness Repeat
  • 1210799 2025-001
    Material Weakness Repeat
  • 1210800 2025-001
    Material Weakness Repeat
  • 1210801 2025-001
    Material Weakness Repeat
  • 1210802 2025-001
    Material Weakness Repeat
  • 1210803 2025-001
    Material Weakness Repeat
  • 1210804 2025-001
    Material Weakness Repeat
  • 1210805 2025-002
    Material Weakness Repeat
  • 1210806 2025-002
    Material Weakness Repeat
  • 1210807 2025-002
    Material Weakness Repeat
  • 1210808 2025-002
    Material Weakness Repeat
  • 1210809 2025-002
    Material Weakness Repeat
  • 1210810 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $18.91M
84.063 FEDERAL PELL GRANT PROGRAM $2.80M
93.364 NURSING STUDENT LOANS $837,866
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $583,048
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $495,543
84.033 FEDERAL WORK-STUDY PROGRAM $446,719
47.074 BIOLOGICAL SCIENCES $278,334
93.859 BIOMEDICAL RESEARCH AND RESEARCH TRAINING $86,757
47.049 MATHEMATICAL AND PHYSICAL SCIENCES $59,930
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $36,303
12.630 Junior Science and Humanities Symposium $18,657
43.001 SCIENCE $11,730
10.558 CHILD AND ADULT CARE FOOD PROGRAM $8,382
15.966 HISTORIC PRESERVATION FUND GRANTS-IN-AID FOR COMPETITIVE GRANTS $6,986
47.083 INTEGRATIVE ACTIVITIES $4,320
47.079 INTERNATIONAL SCIENCE AND ENGINEERING $2,424
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $-63,309