Finding 1208235 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-04-20
Audit: 399180
Organization: Palo Duro II Inc. (OK)

AI Summary

  • Core Issue: The organization failed to name HUD as the mortgagee/loss payee on the required hazard insurance policy.
  • Impacted Requirements: This noncompliance violates HUD's insurance requirements as outlined in the project’s mortgage and regulatory agreements.
  • Recommended Follow-Up: Management should update the insurance policy to include HUD and establish a review process for all insurance renewals to ensure ongoing compliance.

Finding Text

Finding 2025-003: Failure to Maintain Required Hazard Insurance Endorsement Naming HUD as Mortgagee/Loss Payee Federal Agency: U.S. Department of Housing and Urban Development Assistance Listing Number: 14.181 Federal Program: Supportive Housing for Persons with Disabilities Type of Finding: Significant Deficiency in Internal Control Over Compliance; Noncompliance Compliance Requirement: Special Tests and Provisions Criteria: In accordance with the project Mortgage, Deed of Trust, or Security Deed and Regulatory Agreement, the HUD project property must maintain hazard insurance, and the policy should be endorsed with a standard Mortgagee Clause with loss payable to HUD in the event of a covered claim. Condition: We inspected the most current insurance documentation maintained by the Organization for the project property. The policy documentation reviewed did not reflect HUD as mortgage holder/loss payee. Cause: Management did not establish and maintain effective controls to ensure that required insurance coverages and endorsements were obtained, reviewed, and kept current in accordance with HUD program and financing requirements. Effect: As a result, the Organization was not in compliance with the project’s insurance requirements. In addition, the omission of HUD as mortgage holder/loss payee increases the risk that the property’s insurance coverage may not fully protect HUD’s secured interest in the event of a covered loss. Questioned Costs: None noted. Recommendation: We recommend that management work with its insurance carrier and agent to revise the policy and related endorsements to name HUD as required under the applicable mortgage and regulatory documents. Management should also implement procedures to review all insurance renewals for compliance with HUD requirements before coverage is finalized.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Actions: Management Response: Management concurs with the finding. The hazard insurance policy for the project property was in force; however, due to an administrative oversight during policy renewal, the required standard mortgagee clause identifying the U.S. Department of Housing and Urban Development (HUD) as mortgagee/loss payee was not reflected in the insurance documentation maintained on file. Corrective Action Plan: Management will work with the insurance broker to obtain the required endorsement naming the U.S. Department of Housing and Urban Development (HUD) as mortgagee/loss payee and will implement a review process to ensure required endorsements are verified upon future policy renewals. Responsible Official: Stacey Ninness, President/CEO Anticipated Completion Date: Management anticipates the policy endorsement will be completed within 60 days of the audit report date.

Categories

Special Tests & Provisions HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1208233 2025-001
    Material Weakness Repeat
  • 1208234 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.181 SUPPORTIVE HOUSING FOR PERSONS WITH DISABILITIES $1.57M
23.023 EMERGENCY RENTAL ASSISTANCE PROGRAM $789,602